Goodman & Nekvasil P.A., May Recover Investor Losses – Donald Gammon Hall Jr. (Donald Hall) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated and Barred from Securities Industry
From 2011 until Donald Hall’s firing in 2014, Donald Hall was licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Donald Hall was fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated on July 1, 2014. Merrill Lynch, Pierce, Fenner & Smith Incorporated reported to FINRA that Donald Hall’s firing related to allegations that Donald Hall misappropriated a client’s funds.
Subsequent to Donald Hall’s firing by Merrill Lynch, Pierce, Fenner & Smith Incorporated, FINRA investigated Donald Hall and brought a disciplinary action against Donald Hall. Donald Hall was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on December 22, 2014. FINRA reports that Donald Hall failed to respond to FINRA request for information.
FINRA also reports that a complaint was filed involving Donald Hall’s conduct with Merrill Lynch, Pierce, Fenner & Smith Incorporated, alleging misappropriation of funds by Donald Hall. This complaint settled for $92,676.64.
If you lost any money on investments with Donald Hall, or if funds were misappropriated from you, you may be able to recover your losses from Merrill Lynch, Pierce, Fenner & Smith Incorporated. This is because Merrill Lynch, Pierce, Fenner & Smith Incorporated had a duty to supervise Donald Hall.
If you lost money on investments with Donald Hall and believe the investments may have been unsuitable or otherwise improper for you, or if funds were misappropriated from you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch, Pierce, Fenner & Smith Incorporated concerning Donald Hall’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Donald Hall, or if funds were misappropriated from you and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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