Goodman & Nekvasil P.A., May Recover Investor Losses – Jijun Yi (Jimmy Yi) Formerly Licensed with Pruco Securities, LLC
Jimmy Yi was licensed with Pruco Securities, LLC from 2013 to 2016. FINRA reports that a complaint was filed involving Jimmy Yi’s conduct with Pruco Securities, LLC related to an insurance product. This complaint was settled for $43,005.21.
If you lost any money on investments with Jimmy Yi, you may be able to recover your losses from Pruco Securities, LLC. This is because Pruco Securities, LLC had a duty to supervise Jimmy Yi.
If you lost money on investments with Jonathan Mirer and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC concerning Jimmy Yi’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Jimmy Yi, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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