Christopher Anthony Ferrone (Christopher Ferrone) Formerly Licensed with Morgan Stanley Wealth Management – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher Anthony Ferrone (Christopher Ferrone) Formerly Licensed with Morgan Stanley Wealth Management 

From 2013 until Christopher Ferrone’s resignation in 2016, Christopher Ferrone was licensed with Morgan Stanley. Christopher Ferrone was subsequently licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Christopher Ferrone resigned from Morgan Stanley Wealth Management on September 9, 2016. Morgan Stanley Wealth Management reported to FINRA that Christopher Ferrone was accused of removing numerous client files from branch office without authorization.

If you lost any money on investments with Christopher Ferrone, you may be able to recover your losses from Morgan Stanley and/or Ameriprise Financial Services, Inc. This is because Morgan Stanley and Ameriprise Financial Services, Inc. had a duty to supervise Christopher Ferrone.

If you lost money on investments with Christopher Ferrone and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley and/or Ameriprise Financial Services, Inc. concerning Christopher Ferrone’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Christopher Ferrone and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

Keywords: Christopher Anthony Ferrone, Christopher Ferrone, Ferrone, Morgan Stanley, Ameriprise Financial, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

 

 

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