John Cutshall, Financial Advisor Barred by FINRA from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Cutshall was a previously licensed broker/financial advisor with Lombard Securities Incorporated and Morgan Stanley in Maryland. FINRA reports that John Cutshall was barred from the securities and investment banking industry. ACCORDING TO FINRA: John Cutshall was named a respondent in …
Cory Burnell – Cory Ryan Burnell, Eight Arbitration Claims Settled Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses
Cory Burnell – Cory Ryan Burnell, Eight Arbitration Claims Settled Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Cory Burnell was previously licensed with LPL Financial LLC in Valley Springs, California. According to Cory Burnell’s CRD, eight arbitration claims were settled alleging sales practice violations against Cory Burnell, with one settling for $400,000. If you lost …
Matthew Siliato – Matthew Angelo Siliato, Arbitration Claim Filed Involving Financial Advisor
Matthew Siliato – Matthew Angelo Siliato, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Siliato is a currently licensed financial advisor with Wynston Hill Capital, LLC in New York. Matthew Siliato was previously licensed with Spartan Capital Securities, LLC. According to Matthew Siliato’s CRD, an arbitration claim has been filed alleging churning, …
Adam Fritzsche – Adam Stuart Fritzsche, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Adam Fritzsche – Adam Stuart Fritzsche, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Adam Fritzsche was a previously licensed financial advisor/broker with IFS Securities in Atlanta and Citizens Securities, Inc. in New London, Connecticut. in FINRA reports that Adam Fritzsche was suspended for 1 year in March 2017. According to FINRA: …
Mike Terry – Financial Advisor Mike Terry Suspended from Securities Industry
Mike Terry – Financial Advisor Mike Terry Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Mike Terry aka Mike Terry Swingle CRD #723350 Mike Terry of Clearwater, Florida was a previously licensed financial advisor/broker with J.W. Cole Financial, Inc. FINRA reports that Mike Terry was suspended for 18 months and fined $5,000 in May, 2018. According …
Thomas Davis – Thomas A. Davis, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Thomas Davis – Thomas A. Davis, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Thomas Davis was a previously licensed broker/financial advisor with Wells Fargo Advisors, LLC in Hilton Head, South Carolina. FINRA reports that Thomas Davis was barred from the securities and investment banking industry in November 2018. ACCORDING TO FINRA: Thomas …
Derek Nierman – Arbitration Claim Filed Involving Financial Advisor Derek Nierman
Derek Nierman – Arbitration Claim Filed Involving Financial Advisor Derek Nierman Derek Nierman CRD #2302164 Derek Nierman was previously licensed with UBS Financial Services, Inc. in Scottsdale, Arizona. According to Derek Nierman’s CRD, an arbitration claim has been filed in which the Claimant alleges that Derek Nierman recommended that he invest approximately $200,000 in an outside real estate loan program. Claimant alleges …
Michael Bressman – SEC Charges Financial Advisor Michael Bressman with Fraud
Michael Bressman – SEC Charges Financial Advisor Michael Bressman with Fraud | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Bressman CRD #873973 Michael Bressman was licensed with FCG Advisors, LLC from 2000 to 2018 in Chatham, NJ. The SEC reports that it filed fraud charges against Michael Bressman in September, 2018. ACCORDING TO THE SEC: The Securities and Exchange …
Larry Labine – Financial Advisor Barred from Securities Industry | Recover Investment Losses
Larry Labine – Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Labine a/k/a Lawrence Michael Labine CRD#1279935 Larry Labine was a licensed financial advisor/broker with Newbridge Securities Corporation from 2010 to 2016 in Scottsdale, Arizona. FINRA reports that Larry Labine was barred from the securities and investment banking industry in April 2016. …
Bakken Income Fund – Bankruptcy Filed
Goodman & Nekvasil, P.A., Recovering Investor Losses – Bakken Income Fund Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Bakken Income Fund. The Bakken Income Fund filed for bankruptcy on October 17, 2016. Bakken Income Fund, …