Goodman & Nekvasil P.A., May Recover Investor Losses | Kirk Gill – Arbitration Claims Filed Involving Financial Advisor Kirk Gill Kirk Gill CRD #2291503 Kirk Gill was previously licensed with First Financial Equity Corporation and Morgan Stanley. Kirk Gill is currently licensed with Taylor Capital Management, Inc. First Financial Equity Corporation reported to FINRA that Kirk Gill was permitted to resign …
Bill Council, Three Customer Disputes Filed Involving Financial Advisor Bill Council
Bill Council, Three Customer Disputes Filed Involving Financial Advisor Bill Council | Goodman & Nekvasil P.A., May Recover Investor Losses Bill Council CRD #848504 Bill Council was licensed with Raymond James & Associates, Inc. since 2015. FINRA reports that three customer disputes have been filed involving alleging sales practice violations against Bill Council. Customer Dispute 2/4/19: The client alleges Bill Council …
Kevin Zachary Kraft (Kevin Kraft), Financial Advisor Licensed with LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses on First Nationle Solution LLC, Percipience Global Corporation, United RL Capital Services, Boyles America, LLC, Mi
Goodman & Nekvasil P.A., May Recover Investor Losses on First Nationle Solution LLC, Percipience Global Corporation, United RL Capital Services, Boyles America, LLC, Middlebury Development Corporation, Lucian Development Corporation and/or Torr, LLC | Kevin Zachary Kraft (Kevin Kraft), Financial Advisor Licensed with LPL Financial LLC Kevin Kraft has been licensed with LPL Financial LLC since 2012. According to a complaint filed …
Clifford C Vatter III (Clifford Vatter), Financial Advisor Ordered to Cease Participation in the Securities Industry in the Commonwealth of Kentucky for Ten Years | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Clifford C Vatter III (Clifford Vatter), Financial Advisor Ordered to Cease Participation in the Securities Industry in the Commonwealth of Kentucky for Ten Years Clifford Vatter was licensed with Raymond James & Associates, Inc. from 2013 to 2017. The State of Kentucky reported to FINRA that on 8/7/18, Clifford Vatter was ordered …
Peter Chris Marketos (Peter Marketos), Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Peter Chris Marketos (Peter Marketos), Financial Advisor Suspended from Securities Industry Peter Marketos has been licensed with Cantella & Co., Inc., Raymond James & Associates, Inc. and Oppenheimer & Co. Inc. FINRA reports that Peter Marketos was suspended from the securities and investment banking industry on 1/7/19. FINRA reports that Peter Marketos …
Robert Jamison II (Robert Jamison), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Robert Jamison II (Robert Jamison), Financial Advisor Barred from Securities Industry Robert Jamison was previously licensed with PNC Investments, Independent Financial Group, LLC, IFS Securities and Pruco Securities, LLC. Robert Jamison was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on December 13, 2018. FINRA …
Goodman & Nekvasil, P.A. May Recover Investor Losses | First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy
First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victmized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including First Capital Real Estate Trust. According to several sources, a number …
First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy | Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. May Recover Investor Losses | First Capital Real Estate Trust Indirect Subsidiaries Declared Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victmized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including First Capital Real Estate Trust. According to several sources, a …
Michael Murphy Hurtgen (Michael Hurtgen), Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Michael Murphy Hurtgen (Michael Hurtgen), Financial Advisor Suspended from Securities Industry Michael Hurtgen has been licensed with Cetera Advisor Networks, LLC, Girard Securities, Inc. and Raymond James Financial Services, Inc. FINRA reports that Michael Hurtgen was suspended from the securities and investment banking industry on 4/2/18. FINRA reports that Michael Hurtgen consented …
Ami Forte , Financial Advisor Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Ami Forte , Financial Advisor Named in FINRA Complaint Ami Forte, Ami Kathryn Forte CRD # 2457536 Ami Forte was a previously licensed financial advisor with Pinnacle Investments, LLC and Morgan Stanley. FINRA reports that Ami Forte was named a respondent in a FINRA complaint alleging that Ami Forte, and an employee …