Bob Meyers – Robert David Meyers, Financial Advisor Discharged from Wells Fargo | Goodman & Nekvasil P.A., May Recover Investor Losses Bob Meyers CRD #1402495 Bob Meyers was a formerly licensed financial advisor with Wells Fargo in Columbus, Ohio. Wells Fargo reported to FINRA that Bob Meyers was discharged on October 17, 2017. Wells Fargo reported to FINRA that Bob …
Michael Lipscomb – Michael Anthony Lipscomb, Four Customer Complaints Against Financial Advisor
Michael Lipscomb – Michael Anthony Lipscomb, Four Customer Complaints Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Michael Lipscomb is currently registered with Ameriprise Financial Services, Inc. in Orlando, Florida. According to Michael Lipscomb’s CRD, four customer complaints were filed against Michael Lipscomb alleging violation of FINRA Rules (2010, 2020, 2090, 2111, 2210, and 3110), negligence, misrepresentation, …
Gemphire Therapeutics (GEMP) – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses | Gemphire Therapeutics (GEMP) According to Yahoo! Finance Gemphire Therapeutics Inc. (GEMP), is a clinical-stage biopharmaceutical company, focuses on developing and commercializing therapies for the treatment of dyslipidemia and non-alcoholic steatohepatitis (NASH). It is developing gemcabene, a novel, once-daily, oral therapy, for high risk cardiovascular patients who are unable to achieve normal …
PhaseRx, Inc. (PZRXQ) | Goodman & Nekvasil, P.A., May Recover Investor Losses
PhaseRx, Inc. (PZRXQ) | Goodman & Nekvasil, P.A., May Recover Investor Losses According to Yahoo! Finance PhaseRx, Inc. (PZRXQ) a biopharmaceutical company, engages in developing a portfolio of products for the treatment of inherited enzyme deficiencies in the liver using intracellular enzyme replacement therapy. The company develops its products based on its proprietary Hybrid mRNA technology platform, which allows the synthesis …
The Joseph Project – Goodman & Nekvasil P.A., May Recover Investor Losses
The Joseph Project – Goodman & Nekvasil P.A., May Recover Investor Losses According to former Financial Advisor, Bradley Tennison’s CRD, Bradley Tennison was under investigation for allegations that Bradley Tennison recommended a $300,000 investment, The Joseph Project, away from his employer to a former Firm customer. In a pending customer dispute on April 2018, a client of Geneos Capital Management alleges …
George Mathis – George Edward Mathis, Allegations Against Financial Advisor Resulting In Employment Termination
George Mathis – George Edward Mathis, Allegations Against Financial Advisor Resulting In Employment Termination | Goodman & Nekvasil P.A., May Recover Losses George Mathis is currently registered with Raymond James & Associates, Inc. in The Villages, Florida. According to George Mathis’ CRD, five customer complaints were filed alleging unsuitability, misrepresentation, breach of fiduciary duty, omissions, violations of NASD Conducts Rule …
Michael Arteca – Michael Scott Arteca, Two Customer Disputes Filed Involving Financial Advisor
Michael Arteca – Michael Scott Arteca, Two Customer Disputes Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Arteca has been licensed with Pruco Securities since 2017. According to Michael Arteca’s CRD, two customer disputes were filed involving Michael Arteca’s conduct. According to Michael Arteca’s CRD, claimant alleges MISREPRESENTATION IN THE PURCHASE OF MULTIPLE REITS …
Cardinal Energy Group, Inc. and Timothy Crawford – SEC Charges with Fraud
Cardinal Energy Group, Inc. and Timothy Crawford – SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Cardinal Energy Group and Timothy Crawford ACCORDING TO THE SEC: On March 19, 2019, the Securities and Exchange Commission charged a Texas-based oil-and-gas penny stock company and its former CEO with fraudulently concealing the loss …
MNKD Mannkind Corp. – Goodman & Nekvasil, P.A., May Recover Investor Losses
MNKD Mannkind Corp. | Goodman & Nekvasil, P.A., May Recover Investor Losses According to Yahoo! Finance MannKind Corporatio (MKND) is a biopharmaceutical company which focuses on the development and commercialization of inhaled therapeutic products for diabetes and pulmonary arterial hypertension patients. It offers Afrezza, a dry powder formulation of human insulin that controls high blood sugar in adults with type …
Lloyd Johnston – Lloyd Mark Johnston, Financial Advisor Barred by FINRA
Lloyd Johnston – Lloyd Mark Johnston, Financial Advisor Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lloyd Johnston was previously registered with Capital Financial Services, Inc. in Spokane, Washington. According to Lloyd Johnston’s CRD, FINRA barred Lloyd Johnston from acting as a financial advisor or associating with a broker-dealer firm, alleging that Lloyd Johnston failed to …