Walter Warren Parker (Walter Parker) – Financial Advisor/Broker Walter Parker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Walter Warren Parker (Walter Parker) CRD #2131232 Walter Parker was formerly licensed with Titan Securities in Rowlett, Texas. According to Walter Parker’s CRD, Walter Parker was suspended from the securities industry for 1 month and fined $7,500. FINRA …

Francisco Landivar – Financial Advisor Francisco Landivar, 20 Customer Disputes Filed | Goodman & Nekvasil, P.A. May Recover Investor Losses Francisco Landivar Financial Advisor CRD #2784555 Francisco Landivar is a currently licensed financial advisor with, in Puerto Rico. According to Francisco Landivar’s CRD, 20 customer disputes alleging sales practice violations against Francisco Landivar have been filed. According to Francisco Landivar’s …

German De Arellano – German Ramirez De Arellano, Customer Disputes Filed Alleging Sales Practice Violations | Goodman & Nekvasil P.A., May Recover Investor Losses German Ramirez De Arellano, German Ramirez, German De Arellano’s CRD #1244421 German De Arellano is a currently licensed financial advisor with Herbert J. Sims, in Puerto Rico. According to German De Arellano’s CRD, six customer disputes alleging …

Chris Parr – Christopher Matthew Parr, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Chris Parr, CRD# 2110651 Chris Parr was previously licensed with KCD Financial, Inc. in Overland Park, Kansas. FINRA reports that Chris Parr was suspended from the securities industry for 2 years. According to FINRA: Chris Parr consented to the …

Ed McFarlane – Edward Thomas McFarlane, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ed McFarlane, CRD# 2492335 Ed McFarlane is currently licensed with TCFG Wealth Management, LLC in Glenside, Pennsylvania. Ed McFarlane was previously licensed with International Assets Advisory, LLC and Oppenheimer & Co. Inc. FINRA reports that Ed McFarlane was suspended …

Larry Wolfe – Larry Charles Wolfe, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Wolfe, Larry Wolfinger CRD #502361 Larry Wolfe was previously licensed with Stoever, Glass & Company, Inc. and Herbert J. Sims & Co. Inc. in Boca Raton, Florida. FINRA reports that Larry Wolfe was barred from the securities industry …

Bill Webb – William Cambell Webb, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Bill Webb, William Webb CRD# 1621426 Bill Webb was a previously licensed financial advisor/broker with Raymond James in Panama City, Florida. FINRA reports that Bill Webb was suspended for 18 months in May 2017.    According to FINRA: Bill …

Ann Comcowich – Ann Marie Comcowich, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ann Comcowich, Ann Delaney, CRD # 3161377 Ann Comcowich was licensed with Wells Fargo from 2000 to 2016 in Scranton, Pennsylvania. FINRA reports that Ann Comcowich was barred from the securities and investment banking industry in April 2017.  ACCORDING …

Josh Gottlieb, Financial Advisor Josh Gottlieb Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Josh Gottlieb CRD #3160206 Josh Gottlieb was previously registered with Benefit Funding Services, LLC in Woodland Hills, CA. FINRA reports that Josh Gottlieb was barred from the securities industry in May 2017.  According to FINRA, Josh Gottlieb consented to the sanction and …

Bob Berg – Robert Eugene Berg, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Bob Berg, Robert Eugene Berg CRD # 1218879 Bob Berg has been licensed with Summit Brokerage Services, Inc. since 2014 in Ridgefield, Connecticut. According to Bob Berg’s CRD, an arbitration claim was filed alleging aggressive and speculative investment recommendations. …