Goodman & Nekvasil P.A., May Recover Investor Losses | Thomas Lisa Jr. (Thomas Lisa), Financial Advisor Suspended from Securities Industry
Thomas Lisa was previously licensed with Wilmington Capital Partners and Forefront Capital Markets LLC. FINRA reports that Thomas Lisa consented to the sanction and to the entry of findings that Thomas Lisa engaged in two outside business activities without providing prior written notice to his FINRA member firms. FINRA reports that between June 2012 and July 2017, Thomas Lisa was the sole officer and owner of two businesses, AI and BW. FINRA reports that AI was formed in May 2005 and dissolved in September 2016. FINRA reports that Thomas Lisa did not provide either Forefront or Wilmington with prior written notice of Thomas Lisa’s role with AI. FINRA reports that BW was formed in September 2016. FINRA reports that Thomas Lisa did not provide Wilmington with prior written notice of Thomas Lisa’s role with BW.
If you lost any money on investments with Thomas Lisa, you may be able to recover your losses from Wilmington Capital Partners and/or Forefront Capital Markets LLC. This is because Wilmington Capital Partners and Forefront Capital Markets LLC had a duty to supervise Thomas Lisa.
If you lost money on investments with Thomas Lisa and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wilmington Capital Partners and/or Forefront Capital Markets LLC concerning Thomas Lisa’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Thomas Lisa and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.