James Richard Tuberosa (Rick Tuberosa), Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | James Richard Tuberosa (Rick Tuberosa), Arbitration Claim Filed Involving Financial Advisor 

Rick Tuberosa has been a licensed financial advisor with Ameriprise Financial Services, Inc. since 2009. FINRA reports that an arbitration claim has been filed involving Rick Tuberosa’s conduct with Ameriprise Financial Services, Inc. This arbitration claim alleges that beginning in April 2015, respondents mishandled their assets by utilizing a trading strategy involving equities and options trading that was unsuitable for them. In addition, claimants allege respondents mismanaged and failed to appropriately supervise an account in the name of a non-profit organization. Claimants also allege that respondents misrepresented their investment experience on claimants’ account documents. This arbitration claim is currently pending and seeks $700,000 in damages.

If you lost any money on investments with Rick Tuberosa, you may be able to recover your losses from Ameriprise Financial Services, Inc. This is because Ameriprise Financial Services, Inc. had a duty to supervise Rick Tuberosa.

If you lost money on investments with Rick Tuberosa and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Ameriprise Financial Services, Inc.  concerning Rick Tuberosa’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Rick Tuberosa and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder