John Spach, Complaint Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | John Spach, Complaint Filed Involving Financial Advisor 

John Spach was a formerly licensed financial advisor with Kestra Investment Services, LLC from 2014 to 2018. According to John Spach’s FINRA BrokerCheck, a complaint was filed involving John Spach’s conduct. According to BrokerCheck, John Spach, a registered representative associated with Kestra Investment Services, LLC, allegedly introduced a client of his independent RIA (not affiliated with Kestra), to an outside investor. According to BrokerCheck, the client allegedly invested $475,000 and received a promissory note which subsequently defaulted. According to BrokerCheck, this complaint was settled for $450,000.

If you lost money on investments with John Spach and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning John Spach’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Spach and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

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