Goodman & Nekvasil P.A., May Recover Investor Losses | Melvin Case, Financial Advisor Suspended from Securities Industry
Melvin Case was licensed with LPL Financial LLC from 2008 to 2017. FINRA reports that Melvin Case was suspended from the securities industry on February 5, 2018. FINRA reports that Melvin Case consented to the sanction and to the entry of findings that Melvin Case willfully failed to timely amend Melvin Case’s Form U4 to disclose a felony charge and guilty plea.
LPL Financial LLC reported to FINRA that Melvin Case was discharged on May 2, 2017. LPL Financial LLC reports that Melvin Case was discharged following allegations of criminal charges involving exploitation of an aged adult after converting the victim’s money for Melvin Case’s own benefit.
If you lost money on investments with Melvin Case and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Melvin Case’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Melvin Case and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.