Thomas Cameron Oakes (Thomas Oakes), Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | Thomas Cameron Oakes (Thomas Oakes), Financial Advisor Barred from Securities Industry 

Thomas Oakes was licensed with Royal Securities Company from 2014 to 2017. FINRA reports that Thomas Oakes was barred from the securities industry on February 19, 2019. FINRA reports that Thomas Oakes consented to the sanction and to the entry of findings that FINRA began receiving several complaints by customers of Thomas Oakes claiming Thomas Oakes had recommended unsuitable transactions. FINRA also reports that Thomas Oakes refused to appear for on-the-record testimony.  

If you lost money on investments with Thomas Oakes and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Thomas Oakes’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Thomas Oakes and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Contact Us Today!

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