Matthew Ashley – Matthew Allen Ashley, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Ashley has been licensed with Merrill Lynch since 2004 in Dallas, Texas. Matthew Ashley reported to FINRA that an arbitration claim was filed alleging sale practice violations against Matthew Ashley. According to Matthew Ashley’s CRD, customer alleges misrepresentation …

Virginia Nichols – Virginia Nichols, Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A., May Recover Losses Also known as, Virginia Lee Meneghelli, Gini Meneghelli Pegram, Gini Pegram, Virginia Lee Pegram, Virginia Meneghelli Pegram Virginia Nichols was previously registered with LPL Financial LLC in Richmond Hill, Georgia. According to Virginia Nichols’s CRD, FINRA barred Virginia Nichols from acting as a …

Randy Stancik – Martin Randal Stancik, Financial Advisor Barred from Securities Industry by SEC | Goodman & Nekvasil P.A., May Recover Losses Randy Stancik (a/k/a Martin Stancik) was previously registered with Voya Financial Advisors, Inc. in Parma Heights, Florida. The SEC reports that Randy Stancik According to the SEC, on July 12, 2017, Martin Stancik pled guilty to one count …

Wil Rodriguez – Wilfred Rodriguez Jr. , Financial Advisor Barred From Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Wil Rodriguez was previously registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida. According to Wil Rodriguez’ CRD, FINRA barred Wilfred Rodriguez from acting as a financial advisor or associating with a broker-dealer firm in October 2018, …

Jason Lane – Jason Barrett Lane, Financial Advisor Discharged from Wells Fargo  | Goodman & Nekvasil P.A., May Recover Losses Jason Lane was discharged from Wells Fargo in New York, New York on October 18, 2017. Wells Fargo reported that Jason Lane allegedly failed to adhere to the firm’s instructions regarding outside business activites. If you lost any money on …

Chris Sinkula – Christopher David Sinkula, 12 Customer Disputes Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Christopher Sinkula is currently registered with Janney Montgomery Scott LLC in Stuart, Florida. According to Christopher Sinkula’s CRD, there have been 12 customer complaints against Christopher Sinkula alleging unsuitability and misrepresentation among other allegations. According to Christopher Sinkula’s CRD, …

Walter Valenzuela – Walter Roland Valenzuela, Arbitration Claims Filed Against Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses Walter Valenzuela is currently registered with Hilltop Securities Inc. in Del Mar, California. According to Walter Valenzuela’s CRD, there are seven filed customer disputes against Walter Valenzuela alleging misrepresentation, excessive trading, unsuitability, breach of fiduciary, and failing to provide …

Ben Bourgeois, Financial Advisor Ben Bourgeois Arrested and Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Ben Bourgeois CRD #2145555 Bob Bourgeois was licensed with Commonwealth Financial Network from 2015 to 2019 in Metairie, Louisiana. Ben Bourgeois was previously licensed with LPL Financial LLC. According to Ben Bourgeois’ CRD, Ben Bourgeois was discharged from Commonwealth Financial …

Brian Stephan – Financial Advisor Brian Stephan Suspended by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Stephan CRD #4222796 Brian Stephan is a currently licensed financial advisor/broker with American Wealth Management, Inc. in Xenia, Ohio. Brian Stephan was previously licensed with Commonwealth Financial Network. FINRA ordered that Brian Stephan be suspended for 8 months and fined …