American Alternative Investments | Goodman & Nekvasil P.A. May Recover Investor Losses

Goodman & Nekvasil P.A. May Recover Investor Losses | American Alternative Investments Through our continued investigation into the 1 Global Capital fraud, Goodman & Nekvasil, P.A. has learned that at least one American Alternative Investments employee sold the fraudulent, 1 Global Capital and/or other high-risk investments. Goodman & Nekvasil, P.A. has reason to believe that some of these American Alternative Investments …

Robert Steven Kolb (Robert Kolb), Formerly Licensed Financial Advisor | Goodman & Nekvasil P.A. May Recover Investor Losses on 1st Global Capital

Goodman & Nekvasil P.A. May Recover Investor Losses on 1st Global Capital | Robert Steven Kolb (Robert Kolb), Formerly Licensed Financial Advisor Robert Kolb was licensed with Corecap Investments, Inc. from 2015 until 2017 and again from February 2018 to March 2018. Goodman & Nekvasil, P.A. has reason to believe that Robert Steven Kolb sold the fraudulent, 1st Global Capital LLC. Robert …

Ben Dembla, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | Ben Dembla, Financial Advisor Barred from Securities Industry  Ben Dembla was licensed with Merrill Lynch from 2001 to 2016. FINRA reports that Ben Dembla was barred from the securities industry on February 5, 2019. FINRA reports that Ben Dembla consented to the sanction and to the entry of findings that Ben Dembla …

Terry Trenchard – Financial Advisor Terry Trenchard Under Investigation for Fraud

Terry Trenchard – Financial Advisor Terry Trenchard Under Investigation for Fraud | Goodman & Nekvasil, PA May Recover Investor Losses Terry Trenchard AKA Teryl Trenchard CRD #2869321 Terry Trenchard was licensed with Capitol Securities Management, Inc. from 2009 to 2017. FINRA reports that Terry Trenchard is under investigation for fraud and that Terry Trenchard was discharged from Capitol Securities Management, Inc. …

Bradley Everett Gardner (Bradley Gardner), Financial Advisor Barred from Securities Industry | Goodman and Nekvasil May Recover Investors Losses

Goodman and Nekvasil May Recover Investors Losses | Bradley Everett Gardner (Bradley Gardner), Financial Advisor Barred from Securities Industry  Reported by FINRA on June 4, 2018, Bradley Gardner, was barred from association with any FINRA member in any capacity. FINRA reports Bradley Gardner, consented to the sanction and to the entry of findings that Bradley Gardner converted his elderly customer customer’s funds …

Vaughn Lee Andrews-McKay (Vaughn Andrews-McKay), Financial Advisor Barred by FINRA | Goodman and Nekvasil May Recover Investors Losses

Goodman and Nekvasil May Recover Investors Losses | Vaughn Lee Andrews-McKay (Vaughn Andrews-McKay), Financial Advisor Barred by FINRA  Vaughn Andrews-McKay was licensed with Pruco Securities, LLC from 2015 to 2018. Reported by FINRA on May 8, 2018, Vaughn Andrews-McKay, was barred from association with any FINRA member in any capacity indefinitely. FINRA reports Vaughn Andrews-McKay, without admitting or denying the findings, …

Phillip Johnson – Phillip Andrew Johnson, Financial Advisor Barred from Securities Industry

Phillip Johnson – Phillip Andrew Johnson, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Phillip Johnson was previously licensed with D.H. Hill Securities, LLLP and SunTrust Investment Services, Inc. in Texas and Tennessee. FINRA reports that Phillip Johnson was barred from the securities and investment banking industry on September 24, 2018. FINRA also reports …

Donna Hines – Arbitration Claim Filed Involving Financial Advisor/Broker | Recover Investment Losses

Donna Hines – Arbitration Claim Filed Involving Financial Advisor/Broker | Recover Investment Losses with Goodman & Nekvasil, P.A. Donna Hines a/k/a Donna Jean Hines CRD #4275524 Donna Hines a/k/a Donna Jean Hines has been licensed with Cetera Advisors LLC since 2013. FINRA reports that an arbitration claim was filed involving Donna Hines’ conduct with Cetera Advisors and Investment Planners, Inc. …

Bruce Taylor Cameron (Bruce Cameron), Financial Advisor found Jointly and Severally Liable on Claims of Negligence, Negligent Supervision and Breach of Fiduciary Duty | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | Bruce Taylor Cameron (Bruce Cameron), Financial Advisor found Jointly and Severally Liable on Claims of Negligence, Negligent Supervision and Breach of Fiduciary Duty Bruce Cameron has been licensed with RBC Capital Markets, LLC, since 2002. FINRA reports that an arbitration claim involving Bruce Cameron’s conduct with RBC Capital Markets, LLC was filed. …

Vincent Joseph Storms (Vincent Storms), Financial Advisor Under Investigation by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | Vincent Joseph Storms (Vincent Storms), Financial Advisor Under Investigation by FINRA  Vincent Storms was licensed with Raymond James & Associates, Inc. from 2015 to 2017. FINRA reports that on December 19, 2018, FINRA made a preliminary determination to recommend that disciplinary action be brought against Vincent Storms, alleging that Vincent Storms made …