Patrick Howard – SEC Charges Financial Advisor Patrick Howard | Goodman & Nekvasil, P.A. May Recover Investor Losses Patrick Howard, CRD # 5153247 Patrick Howard was formerly licensed with OneAmerica Securities, Inc. from 2010 to 2015. The SEC’s complaint alleges that since February 2015, Patrick O. Howard and two Dallas-based companies Patrick Howard controls – Optimal Economics Capital Partners, LLC …

Keystone Capital Partners – SEC Files Civil Action | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Files Civil Action Against Keystone Capital Partners  ACCORDING TO THE SEC: Between approximately March 2012 and November 2014, (the “Relevant Period”), Christopher Laws, Jonathan Cooke, Danny Hood, and Brandon Long, each of whom were registered representatives of a broker …

Aequitas Management, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Files Complaint Against Aequitas Management, LLC  ACCORDING TO THE SEC: This litigation arises from a scheme to defraud and misuse client assets in connection with investments offered through the Aequitas group of companies, founded by Robert J. Jesenik and based …

JSG Capital Investments, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Files Complaint Against JSG Capital Investments, LLC  ACCORDING TO THE SEC: The Commission brings this action to halt an ongoing fraudulent securities offering and Ponzi scheme perpetrated by defendants Jaswant S. Gill and Javier Rios through Gill’s eponymous investment …

Janus Spectrum LLC – SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Janus Spectrum LLC with Fraud  ACCORDING TO THE SEC: This matter involves a securities offering fraud orchestrated by Defendants David Alcorn and Kent Maerki, through the company they founded and managed, Defendant Janus Spectrum LLC (“Janus Spectrum”). Janus …

Clark Gardner – Financial Advisor Clark Gardner Barred by SEC and FINRA | Goodman & Nekvasil P.A. May Recover Losses Clark Gardner CRD #: 2930356 Clark Gardner was previously registered with Cetera Advisors LLC in Orem, Utah. According to Clark Gardner’s CRD, Clark Gardner was barred by SEC in June 2016. According to the SEC, on February 12, 2016, Clark …

Marquis Properties, LLC and Chad R. Deucher – SEC Charges with Ponzi Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Marquis Properties LLC and Chad Deucher with Ponzi Scheme ACCORDING TO THE SEC: The Securities and Exchange Commission obtained an asset freeze and other ancillary relief against Marquis Properties, LLC, and its CEO/President …

Bill Kielczewski – William Joseph Kielczewski, Financial Advisor Discharged from Huntington Investment Company | Goodman & Nekvasil P.A. May Recover Losses Bill Kielczewski, William Kielczewski CRD # 4034356 Bill Kielczewski was previously registered with The Huntington Investment Company in Toledo, Ohio. According to Bill Kielczewski’s CRD, Bill Kielczewski was discharged from The Huntington Investment Company in April 2017. According to …

Arnold Schonbrun – Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A. May Recover Losses Arnold Schronbrun CRD# 1027958 Arnold Schonbrun was previously registered with Cantor Fitzgerald & Co. in New York. According to Arnold Schonbrun’s CRD, FINRA barred Arnold Schonbrun alleging that Arnold Schonbrun refused to appear for FINRA’s on-the-record testimony in connection with its investigation that began …

Brian Sak – Brian Carey Sak, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A. May Recover Losses Brian Sak CRD #3259830 Brian Sak was previously registered with Morgan Stanley in Deerfield, Illinois. According to Brian Sak’s CRD, FINRA barred Brian Sak from the securities industry in December 2016. FINRA reports that Brian Sak consented to the sanction …