Wayne Brewer – Financial Advisor Wayne Brewer Suspended from Securities Industry

Wayne Brewer – Financial Advisor Wayne Brewer Suspended from Securities Industry | Goodman & Nekvasil P.A, May Recover Your Investment Losses 

Wayne Brewer aka Irvin Brewer CRD #2184168

Wayne Brewer was licensed with Money Concepts Capital Corp from 2013 until 2017. Wayne Brewer was previously licensed with Waddell & Reed, Inc. from 1992 until 2013. Wayne Brewer was suspended from the securities and investment banking industry for 30 days and ordered to pay a $5,000 monetary fine by the Financial Industry Regulatory Authority (FINRA) on January 6th, 2015. According to FINRA, Wayne Brewer consented to the sanctions and the entry of findings that Wayne Brewer participated in an outside business activity without providing prior written notice to and receiving approval from Wayne Brewer’s member firm. FINRA reports that the findings stated that Wayne Brewer form a limited liability corporation (LLC), created and signed an operating agreement, and accepted compensation from two sets of firm customers for planning advice offered through the LLC.

If you lost any money on investments with Wayne Brewer, you may be able to recover your losses. If you lost money on investments with Wayne Brewer and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Wayne Brewer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Wayne Brewer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

 

 

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