Goodman & Nekvasil P.A., May Recover Investor Losses | John Francis Wilson (John Wilson), Financial Advisor Barred by the State of Massachusetts
John Wilson was previously licensed with Charles Schwab & Co., Inc. and Scottrade, Inc. FINRA reports that John Wilson was barred from the securities industry on 2/16/2018 by the State of Massachusetts. FINRA reports that John Wilson consented to the sanctions and to the entry of findings that John Wilson forged signatures of a client on a client’s annuity application without the client’s consent.
Scottrade, Inc. reported to FINRA that John Wilson voluntarily resigned on December 23rd, 2016 after allegations pertaining to John Wilson conducting business with unauthorized persons via an unauthorized communication device.
Charles Schwab & Co., Inc. reported to FINRA that John Wilson voluntarily resigned on September 2nd. 2016 after allegations concerning John Wilson’s completing and signing an account form in a client’s name.
If you lost any money on investments with John Wilson, you may be able to recover your losses from Scottrade, Inc. and/or Charles Schwab & Co., Inc. This is because Scottrade, Inc. and Charles Schwab & Co., Inc. had a duty to supervise John Wilson.
If you lost money on investments with John Wilson and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Scottrade, Inc. and/or Charles Schwab & Co., Inc. concerning John Wilson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Wilson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.