Goodman & Nekvasil P.A., May Recover Investor Losses | Keith Matthew Smith (Keith Smith), Financial Advisor Discharged from Signator Investors, Inc.
From 2006 until Keith Smith’s discharge in 2017, Keith Smith was licensed with Signator Investors, Inc. According to FINRA’s records, Keith Smith was discharged from Signator Investors, Inc. on April 21st, 2017. Signator Investors, Inc. reported to FINRA that Keith Smith was accused of failing to follow Firm policies and procedures related to new business accounts, and the maintenance and alteration of Firm books and records.
FINRA reports that a complaint was filed involving Keith Smith’s conduct alleging Keith Smith made an unsuitable recommendation to client.
If you lost any money on investments with Keith Smith, you may be able to recover your losses from Signator Investors, Inc. This is because Signator Investors, Inc. had a duty to supervise Keith Smith.
If you lost money on investments with Keith Smith and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Signator Investors, Inc. concerning Keith Smith’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Keith Smith and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.