Goodman & Nekvasil P.A., May Recover Losses | Thomas John Leone (Thomas Leone) Financial Advisor Suspended from Securities Industry
From 1996 until Thomas Leone’s discharge in 2016, Thomas Leone was licensed with MML Investors Services, LLC. According to FINRA’s records, Thomas Leone was discharged from MML Investors Services, LLC on June 13th, 2016. MML Investors Services, LLC reported to FINRA that Thomas Leone was terminated in connection to an alleged customer complaint.
Subsequent to Thomas Leone’s resignation from MML Investors Services, LLC, FINRA investigated Thomas Leone and brought a disciplinary action against Thomas Leone. FINRA reports that Thomas Leone was suspended for 12 months from the securities industry and fined $5,000 by the Financial Industry Regulatory Authority (FINRA) on December 7th, 2016. FINRA reports that Thomas Leone consented to the entry of findings that Thomas Leone forged a customer signature by electronically affixing a copy of the signature onto multiple documents related to an application to convert the customer’s life insurance policy.
If you lost any money on options with Thomas Leone, you may be able to recover your losses. If you lost money on investments with Thomas Leone and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Thomas Leone’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Thomas Leone and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.