Goodman & Nekvasil P.A., May Recover Investor Losses | Nick Morgan, Financial Advisor Suspended from Securities Industry
Nick Morgan has been licensed with First Heartland Capital, Inc. Kovack Securities, Inc. and Signator Investors, Inc. FINRA reports that Nick Morgan was suspended from the securities industry on 12/2/2016. FINRA reports that Nick Morgan consented to the sanctions and to the entry of findings that Nick Morgan obtained blank or partially blank signed forms while associate with FINRA member firms, in violation of those firms’ policies and procedures.
Signator Investors, Inc. reported to FINRA that Nick Morgan was discharged on January 23rd, 2015 for allegedly failing to follow firm policies and procedures related to blank signed forms, check processing, and use of personal email.
Kovack Securities, Inc. reported to FINRA that Nick Morgan was discharged on June 19th, 2015 for allegedly failing to follow firm policies and procedures relating to incomplete signed forms.
If you lost any money on investments with Nick Morgan, you may be able to recover your losses from Signator Investors, Inc., Kovack Securities Inc. and/or First Heartland Capital, Inc. This is because Signator Investors, Inc., Kovack Securities Inc. and First Heartland Capital, Inc. had a duty to supervise Nick Morgan.
If you lost money on investments with Nick Morgan and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Signator Investors, Inc., Kovack Securities Inc. and/or First Heartland Capital, Inc. concerning Nick Morgan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Nick Morgan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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