Goodman & Nekvasil P.A, May Recover Your Investment Losses | Marc Mitchell Ravenscroft (Marc Ravenscroft) Financial Advisor Barred from Securities Industry
Marc Ravenscroft was licensed with LPL Financial LLC from 2006 until Marc Ravenscroft’s discharge in 2016. Marc Ravenscroft was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 19th, 2017. According to FINRA, Marc Ravenscroft consented to the sanctions and to the entry of findings that Marc Ravenscroft submitted inaccurate expense reports to the firm which cause the firm to create and maintain inaccurate books and records.
FINRA reports that Marc Ravenscroft was discharged on March 21st, 2016 by LPL Financial LLC after allegations that Marc Ravenscroft used corporate credit card for personal expenses and submission of inaccurate expense reports.
If you lost any money on investments with Marc Ravenscroft, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Marc Ravenscroft.
If you lost money on investments with Marc Ravenscroft and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Marc Ravenscroft’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Marc Ravenscroft and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.