Ann Comcowich – Ann Marie Comcowich, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Ann Comcowich, Ann Delaney, CRD # 3161377
Ann Comcowich was licensed with Wells Fargo from 2000 to 2016 in Scranton, Pennsylvania. FINRA reports that Ann Comcowich was barred from the securities and investment banking industry in April 2017.
ACCORDING TO FINRA: Ann Comcowich consented to the sanction and to the entry of findings that Ann Comcowich refused to produce information and documents to FINRA while being investigated in connection with an amended Form U5 filed by her former member firm which stated, among other things, that she was suspected of processing 13 unauthorized withdrawals from customer accounts.
If you lost any money on investments with Ann Comcowich, you may be able to recover your losses. If you lost money on investments with Ann Comcowich and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Ann Comcowich’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Ann Comcowich and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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