Josh Gottlieb – Financial Advisor Josh Gottlieb Barred from Securities Industry

Josh Gottlieb, Financial Advisor Josh Gottlieb Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses

Josh Gottlieb CRD #3160206

Josh Gottlieb was previously registered with Benefit Funding Services, LLC in Woodland Hills, CA. FINRA reports that Josh Gottlieb was barred from the securities industry in May 2017.  According to FINRA, Josh Gottlieb consented to the sanction and to the entry of findings that during the course of an ongoing FINRA examination, Josh Gottlieb did not respond fully to FINRA’s request for information and documents and stated that he will not appear for an on-the-record testimony requested by FINRA. The findings stated that FINRA began an examination of outside business activities that Josh Gottlieb had disclosed to his member firm to determine, among other things, whether Josh Gottlieb may have participated in private securities transactions or otherwise acted in violation of FINRA rules.

If you lost any money on investments with Josh Gottlieb, you may be able to recover your losses from Benefit Funding Services, LLC. If you lost money on investments with Josh Gottlieb and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Benefit Funding Services, LLC concerning Josh Gottlieb’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Josh Gottlieb and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Josh Gottlieb, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Josh Gottlieb

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