Green Bud Initiatives LLC, Ordered to Desist and Refrain by California | Goodman & Nekvasil P.A. May Recover Investor Losses California orders Green Bud Initiatives LLC, DHW Marketing, Smart Initiatives, LLC, Valley View Enterprises LLC and GPA Enterprises, LLC to Desist and Refrain Beginning in at least September 2017, Green Bud, Todd Johnson, Jeremy Johnson, and DHW Marketing offered and …

Hidalgo Mining Corp., SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Hidalgo Mining Corp with Fraud The Securities and Exchange Commission has charged a Florida-based mining company and its owners with defrauding investors in an unregistered securities offering involving a silver mine located near Mexico City, Mexico. The SEC’s complaint alleges that from …

Zach Wagner – Financial Advisor Zach Wagner Investigated by Arizona Securities Division | Goodman & Nekvasil P.A., May Recover Investor Losses Zach Wagner Financial Advisor CRD #6694074 Zach Wagner was formerly licensed with OneAmerica Securities, Inc., Merrill Lynch and Wells Fargo Clearing Services, LLC. According to Zach Wagner’s CRD, Zach Wagner is under investigation initiated by the Arizona Securities Division. …

Dominic Tropiano – Financial Advisor Dominic Tropiano Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Dominic Tropian Financial Advisor CRD #4761462 Dominic Tropiano was formerly licensed with America Northcoast Securities, Inc. and Key Investment Services LLC. FINRA reports that Ricardo Rodriguez was barred from the securities and investment banking industry in May 2019. ACCORDING TO …

Mark Steven Rogers –  Financial Advisor/Broker Mark Steven Rogers’ Registration Revoked by Arkansas | Goodman & Nekvasil, P.A. May Recover Investor Losses Mark Steven Rogers CRD #4197673 Mark Rogers was a previously licensed financial advisor with LPL Financial LLC and SII Investments, Inc. in Arkansas. According to Mark Rogers’ CRD, the State of Arkansas revoked the registration of Mark Rogers …

Ronald Cameron – Ronald Patrick Cameron, Financial Advisor Fined by State of Arkansas | Goodman & Nekvasil P.A., May Recover Investor Losses Ronald Cameron CRD #2551641 Ronald Cameron is a currently licensed financial advisor/broker with International Assets Advisory, LLC. Ronald Cameron was a previously licensed financial advisor/broker with LPL Financial LLC and Raymond James Financial Services, Inc.in Arkansas. According to …

Ricardo Rodriguez, Ricardo Rodriguez-Stern, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ricardo Rodriguez, Ricardo Rodriguez-Stern, CRD #4676168 Ricardo Rodriguez-Stern was previously licensed with J.P. Morgan Securities in New York. FINRA reports that Ricarod Rodriguez was barred from the securities and investment banking industry in March 2018. ACCORDING TO FINRA: Ricardo Rodriguez-Stern was …

Joseph Thurnherr – Joseph Morris Thurnherr, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Thurnherr, Joseph Morris Thurnherr CRD #5045624 Joseph Thurnherr is currently licensed with Wynston Hill Capital, LLC and was formerly licensed with Spartan Capital Securities, LLC in New York. According to Joseph Thurnherr’s CRD, Joseph Thurnherr was suspended from …

Michael Clarke – Michael Joseph Clarke, Complaint Filed by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Clarke, Michael Joseph Clarke CRD #1078211 Michael Clarke is licensed with Avatar Capital Group LLC. Michael Clarke was previously licensed with Marv Capital Inc. and Tradition Asiel Securities, Inc. ACCORDING TO FINRA: Michael Clarke was named a respondent in a …

Diana Stamborski – Diana Lynne Stamborski, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Diana Stamborski, Diana Lynne Stamborski, Diana Rulle CRD #1240581 Diana Stamborski was formerly licensed with LaSalle St. Securities LLC in Palatine, Illinois.FINRA reports that Diana Stamborski was suspended from the securities industry for two months and fined $5,000 in …