Cardinal Energy Group, Inc. and Timothy Crawford – SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Cardinal Energy Group and Timothy Crawford ACCORDING TO THE SEC: On March 19, 2019, the Securities and Exchange Commission charged a Texas-based oil-and-gas penny stock company and its former CEO with fraudulently concealing the loss …

MNKD Mannkind Corp. | Goodman & Nekvasil, P.A., May Recover Investor Losses  According to Yahoo! Finance MannKind Corporatio (MKND) is a biopharmaceutical company which focuses on the development and commercialization of inhaled therapeutic products for diabetes and pulmonary arterial hypertension patients. It offers Afrezza, a dry powder formulation of human insulin that controls high blood sugar in adults with type …

Lloyd Johnston – Lloyd Mark Johnston, Financial Advisor Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lloyd Johnston was previously registered with Capital Financial Services, Inc. in Spokane, Washington. According to Lloyd Johnston’s CRD, FINRA barred Lloyd Johnston from acting as a financial advisor or associating with a broker-dealer firm, alleging that Lloyd Johnston failed to …

Gibson Brands, Inc. Alert: Gibson Brands, Inc. Bankruptcy – Goodman & Nekvasil, P.A., Recovering Investor Losses  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Gibson Brands, Inc. Even though high yield or junk bonds, notes, limited partnership …

Goodman & Nekvasil P.A., May Recover losses on Real Estate or Other Investments – Frederick Wesley Roehm (Rick Roehm) Suspended from Securities Industry and Fired by FSC Securities Corporation From 2009 until Rick Roehm’s firing in 2014, Rick Roehm was licensed with FSC Securities Corporation. Rick Roehm is now licensed with Ausdal Financial Partners, Inc. According to FINRA’s records, Rick Roehm …

Maria Tamburro, Financial Advisor Maria Tamburro Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses  Maria Tamburro CRD #5977689 Maria Tamburro was a formerly licensed financial advisor with Ameriprise Financial Services, Inc. from 2011 to 2016. FINRA reports that Maria Tamburro was barred from the securities industry on May 29, 2018. Ameriprise Financial Services, Inc. reported to …

Goodman & Nekvasil P.A., May Recover Investor Losses | John Schmidt – Financial Advisor John Schmidt Barred from Securities Industry  John Schmidt CRD #708094 John Schmidt was licensed with Wells Fargo Advisors Financial Network, LLC from 2006 to 2017. FINRA reports that JohnSchmidt was discharged from Wells Fargo Advisors Financial Network, LLC on October 24, 2017. Wells Fargo Advisors Financial Network, …

Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – Scott Howard Lane (Scott Lane) Suspended from Securities Industry and Fired by Questar Capital Corporation  From August 2013 until Scott Lane’s firing in October 2013, Scott Lane was licensed with Questar Capital Corporation. Scott Lane was subsequently licensed with Center Street Securities, Inc. Scott Lane was previously …

Estate Planning Specialists, LLC, a Division of Phillips Financial Services – Goodman & Nekvasil P.A. Files Arbitration Claim on Future Income Payments Todd Phillips is the President of Estate Planning Specialists LLC and Phillips Financial Services LLC. Estate Planning Specialists, LLC is located in Gilbert, AZ and purports to focus on developing strategies that protect your wealth and maximize the distribution of your …

Goodman & Nekvasil P.A., May Recover Investor Losses | Roy Failla, Customer Complaint Seeks $1.5 Million Roy Failla has been licensed with First Standard Financial Company LLC since 2014. Roy Failla was previously licensed with Alexander Capital, L.P.  FINRA reports that a complaint involving Roy Failla’s conduct with Alexander Capital, L.P. & First Standard Financial Company LLC was filed, alleging …