Michael Bressman – SEC Charges Financial Advisor Michael Bressman with Fraud | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Bressman CRD #873973 Michael Bressman was licensed with FCG Advisors, LLC from 2000 to 2018 in Chatham, NJ. The SEC reports that it filed fraud charges against Michael Bressman in September, 2018. ACCORDING TO THE SEC: The Securities and Exchange …
Larry Labine – Financial Advisor Barred from Securities Industry | Recover Investment Losses
Larry Labine – Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Labine a/k/a Lawrence Michael Labine CRD#1279935 Larry Labine was a licensed financial advisor/broker with Newbridge Securities Corporation from 2010 to 2016 in Scottsdale, Arizona. FINRA reports that Larry Labine was barred from the securities and investment banking industry in April 2016. …
Bakken Income Fund – Bankruptcy Filed
Goodman & Nekvasil, P.A., Recovering Investor Losses – Bakken Income Fund Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Bakken Income Fund. The Bakken Income Fund filed for bankruptcy on October 17, 2016. Bakken Income Fund, …
Bob Meyers – Robert David Meyers, Financial Advisor Discharged from Wells Fargo
Bob Meyers – Robert David Meyers, Financial Advisor Discharged from Wells Fargo | Goodman & Nekvasil P.A., May Recover Investor Losses Bob Meyers CRD #1402495 Bob Meyers was a formerly licensed financial advisor with Wells Fargo in Columbus, Ohio. Wells Fargo reported to FINRA that Bob Meyers was discharged on October 17, 2017. Wells Fargo reported to FINRA that Bob …
Michael Lipscomb – Michael Anthony Lipscomb, Four Customer Complaints Against Financial Advisor
Michael Lipscomb – Michael Anthony Lipscomb, Four Customer Complaints Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Michael Lipscomb is currently registered with Ameriprise Financial Services, Inc. in Orlando, Florida. According to Michael Lipscomb’s CRD, four customer complaints were filed against Michael Lipscomb alleging violation of FINRA Rules (2010, 2020, 2090, 2111, 2210, and 3110), negligence, misrepresentation, …
Gemphire Therapeutics (GEMP) – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses | Gemphire Therapeutics (GEMP) According to Yahoo! Finance Gemphire Therapeutics Inc. (GEMP), is a clinical-stage biopharmaceutical company, focuses on developing and commercializing therapies for the treatment of dyslipidemia and non-alcoholic steatohepatitis (NASH). It is developing gemcabene, a novel, once-daily, oral therapy, for high risk cardiovascular patients who are unable to achieve normal …
PhaseRx, Inc. (PZRXQ) | Goodman & Nekvasil, P.A., May Recover Investor Losses
PhaseRx, Inc. (PZRXQ) | Goodman & Nekvasil, P.A., May Recover Investor Losses According to Yahoo! Finance PhaseRx, Inc. (PZRXQ) a biopharmaceutical company, engages in developing a portfolio of products for the treatment of inherited enzyme deficiencies in the liver using intracellular enzyme replacement therapy. The company develops its products based on its proprietary Hybrid mRNA technology platform, which allows the synthesis …
The Joseph Project – Goodman & Nekvasil P.A., May Recover Investor Losses
The Joseph Project – Goodman & Nekvasil P.A., May Recover Investor Losses According to former Financial Advisor, Bradley Tennison’s CRD, Bradley Tennison was under investigation for allegations that Bradley Tennison recommended a $300,000 investment, The Joseph Project, away from his employer to a former Firm customer. In a pending customer dispute on April 2018, a client of Geneos Capital Management alleges …
George Mathis – George Edward Mathis, Allegations Against Financial Advisor Resulting In Employment Termination
George Mathis – George Edward Mathis, Allegations Against Financial Advisor Resulting In Employment Termination | Goodman & Nekvasil P.A., May Recover Losses George Mathis is currently registered with Raymond James & Associates, Inc. in The Villages, Florida. According to George Mathis’ CRD, five customer complaints were filed alleging unsuitability, misrepresentation, breach of fiduciary duty, omissions, violations of NASD Conducts Rule …
Michael Arteca – Michael Scott Arteca, Two Customer Disputes Filed Involving Financial Advisor
Michael Arteca – Michael Scott Arteca, Two Customer Disputes Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Arteca has been licensed with Pruco Securities since 2017. According to Michael Arteca’s CRD, two customer disputes were filed involving Michael Arteca’s conduct. According to Michael Arteca’s CRD, claimant alleges MISREPRESENTATION IN THE PURCHASE OF MULTIPLE REITS …