Performance Realty Management, LLC and Equity Pacesetter, Arizona Alleges Violations of the Securities Act of Arizona | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE SECURITIES DIVISION OF ARIZONA CORPORATION COMMISSION: The Securities Division (“Division”) of the Arizona Corporation Commission (“Commission”) alleges that Respondents Sean Zarinegar, Jack Combs, Equity Pacesetter, LLC, Equity Pacesetter II, LLC, Equity Pacesetter …

EnerVest Private Equity Fund Reportedly Goes Bust  | Goodman & Nekvasil P.A. May Recover Investor Losses According to CNBC, Houston-based private equity firm EnerVest has posted a spectacular loss in one of its energy funds, a troubling sign that other firms could yet face a reckoning after a three-year oil price downturn. According to CNBC, EnerVest’s $2 billion energy fund …

Homesource Partners Inc., Owner Pleads Guilty to Wire Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Owner of Homesource Partners, Inc. Pleads Guilty to Wire Fraud ACCORDING TO THE U.S. Attorney’s Office Karen Lynn McClaflin, age 59, of Colorado Springs, Colorado, and owner of “Homesource Partners Inc.” was sentenced today by U.S. District Court Judge Christine M. Arguello …

AXA Advisors Censured and Fined $600,000 by FINRA | Goodman & Nekvasil P.A. May Recover Investor Losses FINRA Censures and Fines AXA Advisors, LLC ACCORDING TO FINRA: From September 2010 through November 2015 (the “Relevant Period”), AXA distributed documents that negligently misrepresented the credit quality of certain bond funds offered within group annuity contracts for 401(k) retirement plans. Specifically, certain …

Tri-Med Corporation, Marketing Director Pleads Guilty to Conspiracy to Commit Mail Fraud and Wire Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE U.S. Attorney’s Office United States Attorney A. Lee Bentley, III announced that Eric Leon Ager (77, Clearwater) pleaded guilty to conspiracy to commit mail fraud and wire fraud. He faces a maximum penalty …

Jose Gonzalez – Jose Ramon Gonzalez, Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Jose Gonzalez, Jose Ramon Gonzalez CRD #1172302 Jose Gonzalez was formerly licensed with American Trust Investment Services, Inc. in Chicago. According to Jose Gonzalez’ CRD, Jose Gonzalez was barred from the securities industry in April 2017. According to FINRA: Jose …

Andre Labarbera – Andre Vincent LaBarbera, Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Andre LaBarbera, Andre Vincent LaBarbera CRD #2072370 Andre LaBarbera was formerly licensed with Titus Rockefeller, LLC in New York.  According to Andre Labarbera’s CRD, Andre LaBarbera was barred from the securities industry in March 2018 According to FINRA: Extended Hearing …

Tarek Richey – Tarek Buasuwan Richey, Financial Advisor Barred by Florida Office of Financial Regulation | Goodman & Nekvasil P.A., May Recover Investor Losses Tarek Richey, Tarek Buasuwan Richey CRD #3237892 Tarek Richey was formerly licensed with Questar Capital Corporation. According to Tarek Richey’s CRD, Tarek Richey was barred by the Florida Office of Financial Regulation. According to Tarek Richey’s …

Smarte Real Estate Investments, California Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses Smarte Real Estate Investments Inc., California Files Complaint ACCORDING TO THE STATE OF CALIFORNIA: This action involves the fraudulent offer and sale of securities by Jay Belson and several entities he controlled. The securities were offered to finance the purchase, rehabilitation, and sale of …

GDA Real Estate Services, LLC, Owner Charged with Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses A Colorado State Grand Jury has issued an indictment of Gary Jule Dragul, 56, of Cherry Hills Village, alleging five counts of securities fraud. Dragul was previously indicted on nine counts of securities fraud in an April 2018 Grand Jury indictment. …