Tarek Richey – Tarek Buasuwan Richey, Financial Advisor Barred by Florida Office of Financial Regulation

Tarek Richey – Tarek Buasuwan Richey, Financial Advisor Barred by Florida Office of Financial Regulation | Goodman & Nekvasil P.A., May Recover Investor Losses

Tarek Richey, Tarek Buasuwan Richey CRD #3237892

Tarek Richey was formerly licensed with Questar Capital Corporation.

According to Tarek Richey’s CRD, Tarek Richey was barred by the Florida Office of Financial Regulation. According to Tarek Richey’s CRD, Tarek Richey allegedly failed to provide prior written notice of outside business activities; failing to amend Form U-4; failing to observe high standards of commercial honor and principles of trade.

If you lost any money on investments with Tarek Richey, you may be able to recover your losses. If you lost money on investments with Tarek Richey and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tarek Richey’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Tarek Richey and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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