Eric Green – Ian Greenblatt, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ian Greenblatt, Eric Green CRD #2276966 Ian Greenblatt a/k/a Eric Green has been licensed with Capitol Securities Management, Inc. since 2012. FINRA reports that Ian Greenblatt was suspended from the securities industry for 30 days and fined $10,000 in October …

Ghazaleh Ebrahimi – Arbitration Claims Filed Involving Financial Advisor Ghazaleh Ebrahimi | Goodman & Nekvasil P.A., May Recover Losses Ghazaleh Ebrahimi Financial Advisor CRD# 2873246 Ghazaleh Ebrahimi is currently registered with Stifel, Nicolaus & Company Incorporated in San Francisco. According to Ghazaleh Ebrahimi’s CRD, two arbitration claims were filed alleging sales practice violations against Ghazaleh Ebrahimi including breach of fiduciary …

Victor Rigoni – Arbitration Claim Filed Involving Financial Advisor/Broker Victor Rigoni​ | Goodman & Nekvasil P.A., May Recover Losses CRD# 4272056 Victor Rigoni is currently registered with Summit Brokerage Services, Inc. in Lake Forest, Illinois. According to Victor Rigoni’s CRD, an arbitration claim was filed alleging sales practice violations against Victor Rigoni including conduct, allegations of breach of contract, fraud, misrepresentation, …

Raymond Menna – Financial Advisor Raymond Menna Suspended from Securities Industry​ | Goodman & Nekvasil P.A., May Recover Investor Losses Raymond Menna aka Ray Menna CRD #1918097 Raymond Menna has been licensed with Planmember Securities Corporation since 2010. FINRA reports that Raymond Menna was suspended from the securities industry for 45 days and fined $5,000 in September 2018.   ACCORDING TO FINRA: …

Joe Saljooki – Financial Advisor Joe Saljooki Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Saljooki CRD #5045123 Joe Saljooki was licensed with Worden Capital Management, LLC from 2017 to 2018. Joe Saljooki was previously licensed with SW Financial. FINRA reports that Joe Saljooki was suspended indefinitely in August 2018. FINRA reports that Joe …

Phil Sparacino – Philip Joseph Sparacino, Arbitration Claims Filed Involving Financial Advisor Phil Sparacino | Goodman & Nekvasil P.A., May Recover Investor Losses Phil Sparacino CRD #3243960 -Update 11-14-19 According to Phil Sparacino’s CRD, Phil Sparacino was barred from the securities industry in November 2019. According to FINRA, Phil Sparacino consented to the sanction and to the entry of findings …

Tracy Turner – Financial Advisor/Broker Tracy Turner Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tracy Turner CRD #1385745 Tracy Turner was previously licensed with Colorado Financial Services Corporation in Carlsbad, California. FINRA reports that Tracy Turner was barred from the securities industry and fined $272,879.04 in May 2017. According to FINRA, the sanctions were based …

Greg Anastos – Gregory J Anastos, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Greg Anastos CRD #5800831 Greg Anastos has been licensed with Craft Capital Management, LLC in New York since 2019. FINRA reports that Greg Anastos was suspended for four months and fined $2,500 in June 2018.   ACCORDING TO FINRA: Greg …

Nas Allan – Nasser Allan, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Nas Allan, Nasser Adel Allan, Sean Allan, Steven Allan CRD #4562149 Nas Allan has been licensed with Merrill Lynch since 2015. FINRA reports that Nas Allan was suspended for one month and fined $2,500 in June 2018.    ACCORDING TO …