DS VI, LLC, DS VII, LLC, DS X, LLC and DS XII, LLC Fined by State of Indiana | Goodman & Nekvasil P.A. May Recover Investor Losses State of Indiana Fines DS VI, LLC, DS VII, LLC, DS X, LLC and DS XII, LLC According to the State of Indiana Securities Division: The Office of the Indiana Secretary State, Securities …
John Vedovino – John Anthony Vedovino, Financial Advisor Suspended from Securities Industry
John Vedovino – John Anthony Vedovino, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Vedovino, John Anthony Vedovino CRD #6113995 John Vedovino formerly licensed with Wells Fargo Advisors, LLC in New Jersey. According to John Vedovino’s CRD, John Vedovino was suspended from the securities industry in July 2017. According to FINRA: John …
David Bolton – David Jonathan Bolton, Financial Advisor Barred from Securities Industry
David Bolton – David Jonathan Bolton, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses David Bolton CRD #5038018 David Bolton was previously licensed with Thurston, Springer, Miller, Herd & Titak, Inc. and Signator Investors, Inc. According to David Bolton’s CRD, David Bolton was barred from the securities industry in September 2018. David Bolton …
Tom Eifler – Thomas Ohearn Eifler Sr., Financial Advisor Resigned from Firm
Tom Eifler – Thomas Ohearn Eifler Sr., Financial Advisor Resigned from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Tom Eifler, Thomas Ohearn Eifler Sr. CRD #76398 Tom Eifler was a formerly licensed financial advisor with J.J.B. Hilliard, W.L Lyons, LLC and The Investment Center, Inc. According to Tom Eifler’s CRD, Tom Eifler resigned from The Investment Center, …
Thomas Lagan – Thomas King Lagan, Financial Advisor Charged with Grand Larceny and Scheme to Defraud
Thomas Lagan – Thomas King Lagan, Financial Advisor Charged with Grand Larceny and Scheme to Defraud | Goodman & Nekvasil P.A., May Recover Investor Losses Thomas Lagan, Thomas King Lagan CRD #1925250 Thomas Lagan was formerly licensed with Mercer Allied Company, L.P. in Albany, New York. According to Thomas Lagan’s CRD, Thomas Lagan was charged with grand larceny in the …
Erin Verespy – Financial Advisor Erin Verespy Barred by FINRA
Erin Verespy – Financial Advisor Erin Verespy Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Erin Verespy Financial Advisor CRD #2727866 Erin Verespy was formerly licensed with HD Vest Investment Services in Trumbull, Connecticut. According to Erin Verespy’s CRD, Erin Verespy was barred from the securities industry in April 2019. According to FINRA: Erin Verespy consented …
Liquid Planet Water Park, Owner Ordered to Cease and Desist
Liquid Planet Water Park, Owner Ordered to Cease and Desist | Goodman & Nekvasil P.A. May Recover Investor Losses Owner of Liquid Planet Water Park Ordered to Cease and Desist by State of New Hampshire ACCORDING TO THE STATE OF NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION: In this case, the Bureau has alleged that the Respondent, through Liquid Planet Holdings, …
Lenny Kinsman – Leonard Charles Kinsman, Arbitration Claim Filed Against Financial Advisor
Lenny Kinsman – Leonard Charles Kinsman, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Lenny Kinsman, Leonard Charles Kinsman CRD #2816535 -Update 8/7/20- Lenny Kinsman has been barred from the Securities Industry by FINRA. Lenny Kinsman has been licensed with Wells Fargo Advisors since 2014 in New York. Lenny Kinsman was previously licensed with …
Logan Phillips – Logan Burch Phillips Jr., Arbitration Claim Filed Against Financial Advisor
Logan Phillips – Logan Burch Phillips Jr., Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Logan Phillips was licensed with Raymond James & Associates, Inc. from 2013 to 2016 in Mississippi. FINRA reports that a lawsuit has been filed involving Logan Phillips’ conduct with Claimants alleging Respondeat Superior; False Representation; Negligent Misrepresentation; Negligence; …
Omagine, Inc. Stock Price Falls to $0.018
Goodman & Nekvasil, P.A., May Recover Investor Losses – Omagine Inc. (OMAG) Stock Price Falls to $0.018 Omagine Inc. (OMAG) through its subsidiaries including Journey of Light, Inc. focuses on the entertainment, hospitality, and real-estate development opportunities primarily in the Middle East and North Africa. The company focuses on the design, development, and construction of mixed-use tourism and residential real-estate …