Joe Saljooki – Financial Advisor Joe Saljooki Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Joe Saljooki CRD #5045123
Joe Saljooki was licensed with Worden Capital Management, LLC from 2017 to 2018. Joe Saljooki was previously licensed with SW Financial. FINRA reports that Joe Saljooki was suspended indefinitely in August 2018. FINRA reports that Joe Saljooki failed to respond to FINRA request for information.
According to Joe Saljooki’s CRD, Joe Saljooki was discharged from Worden Capital Management, LLC in 2018. According to Joe Saljooki’s CRD, Joe Saljooki allegedly failed to disclose an outstanding Federal tax lien to the State of Arkansas while the state was considering his application for registration.
According to Joe Saljooki’s CRD, three arbitration claims have been filed alleging churning, negligence, unsuitability, unauthorized trading and breach of contract among other sales practice violations against Joe Saljooki. According to Joe Saljooki’s CRD, these three arbitration claims are pending, with one seeking $1,055,660 in damages.
If you lost money on investments with Joe Saljooki and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joe Saljooki’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joe Saljooki and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange