Tom Burns – Thomas Edward Burns III, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tom Burns, Thomas Edward Burns III CRD # 36422 Tom Burns was formerly licensed with Crown Capital Securities, L.P. in California. FINRA reports that Tom Burns was suspended from the securities industry for two months in March 2019. …
Jeffrey Olson – Jeffrey Scott Olson, Customer Disputes Filed Involving Financial Advisor
Jeffrey Olson – Jeffrey Scott Olson, Customer Disputes Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Olson CRD #2192677 Jeffrey Olson is currently licensed with Northland Securities, Inc. Jeffrey Olson was previously licensed with Stifel, Nicolaus & Company, Inc. According to Jeffrey Olson’s CRD, a complaint was filed alleging Jeffrey Olson made unsuitable investments. …
Joshua Stamm – Joshua David Stamm, Financial Advisor Suspended from Securities Industry
Joshua Stamm – Joshua David Stamm, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joshua Stamm, CRD# 4557338 Joshua Stamm was a previously licensed financial advisor/broker with Merrill Lynch in Virginia. FINRA reports that Joshua Stamm was suspended for six months in May 2018. According to FINRA: Joshua Stamm consented to the …
Tom Skypeck – Thomas Edward Skypeck, Financial Advisor Barred from Securities Industry
Tom Skypeck – Thomas Edward Skypeck, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tom Skypeck, CRD #1529804 Tom Skypeck was previously licensed with Brokers International Financial Services, LLC and The O.N. Equity Sales Company in Saco, Maine. FINRA reports that Tom Skypeck was barred from the securities and investment banking industry in …
Mike Angelopoulos – Financial Advisor Discharged from Stifel Nicolaus
Mike Angelopoulos, Financial Advisor Discharged from Stifel Nicolaus | Goodman & Nekvasil P.A., May Recover Investor Losses Mike Angelopoulos CRD #4070101 Mike Angelopoulos was a formerly licensed financial advisor with Stifel, Nicolaus & Company, Incorporated and Sterne, Agee & Leach, Inc. in Chicago. According to Mike Angelopoulos’ CRD, Mike Angelopoulos was discharged from Stifel Nicolaus in March 2016. According to …
Michael Donnelly – Michael Edward Donnelly, Financial Advisor Pleads Guilty to Fraud
Michael Donnelly – Michael Edward Donnelly, Financial Advisor Pleads Guilty to Fraud | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Donnelly CRD #2276988 Michael Donnelly was previously licensed with Coastal Equities, Inc. in Delaware. According to Michael Donnelly’s CRD, Michael Donnelly was barred from the securities industry in July 2016. According to Michael Donnelly’s CRD, Michael Donnelly pleaded …
Garland Benton – Financial Advisor Garland Benton Resigned from Reef Securities, Inc.
Garland Benton – Financial Advisor Garland Benton Resigned from Reef Securities, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Garland Benton Financial Advisor CRD #4565875 Garland Benton was a formerly licensed financial advisor with Reef Securities, Inc. in Texas. According to Garland Benton’s CRD, Garland Benton resigned from Reef Securities, Inc. in April 2015. According to Garland Benton’s CRD, …
Brantly Chavis – Brantly Chavis Jr., Financial Advisor Barred from Securities Industry
Brantly Chavis – Brantly Chavis Jr., Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brantly Chavis, CRD #5577031 Brantly Chavis was previously licensed with OneAmerica Securities Inc. in California. FINRA reports that Brantly Chavis was barred from the securities and investment banking industry in 2015. ACCORDING TO FINRA: Brantly Chavis consented to the …
Derrick Trussell – Derrick Trussell, Financial Advisor Barred from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Derrick Trussell – Derrick Trussell, Financial Advisor Barred from Securities Industry Derrick Trussell, Derrick Trussell, CRD #5197550 Derrick Trussell was previously licensed with PFS Investments Inc. FINRA reports that Derrick Trussell was barred from the securities and investment banking industry in December 2018. ACCORDING TO FINRA: Derrick Trussell failed to respond to …
Providence Holdings International, Inc., Executive Pleads Guilty to Fraud
Providence Holdings International, Inc., Executive Pleads Guilty to Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Providence Holdings International, Inc. Executive Pleads Guilty to Fraud ACCORDING TO THE U.S. Attorney’s Office: According to the defendant’s guilty plea, BUZANELI, ORDOÑEZ and RIVERA were the principals of Providence Holdings International, Inc., a company based in Key Biscayne, Florida. BUZANELI and …