John Papas – Ioannis Papatherapontos, Financial Advisor Discharged from Firm | Goodman & Nekvasil P.A., May Recover Losses John Papas was previously registered with LPL Financial LLC in Little Falls, New Jersey. According to John Papas’ CRD, John Papatherapontos was discharged from LPL Financial LLC after alleged unapproved loans to client(s). If you lost any money on investments with John …
Johnnie Jones – Johnnie Melvin Jones, Four Customer Disputes Against Financial Adviser Settled | Goodman & Nekvasil P.A., May Recover Investor Losses
Johnnie Jones – Johnnie Melvin Jones, Four Customer Disputes Against Financial Adviser Settled | Goodman & Nekvasil P.A., May Recover Investor Losses Johnnie Jones is currently registered with Network 1 Financial Securities Inc. in Syosset, New York. According to Johnnie Jones’ CRD, four customer disputes were filed alleging sales practice violations against Johnnie Jones. These allegations included misrepresentation, suitability, and …
Charles Laverty – Charles Acheson Laverty, Financial Advisor Barred from Securities Industry Pending Review | Goodman & Nekvasil P.A., May Recover Investor Losses
Charles Laverty – Charles Acheson Laverty, Financial Advisor Barred from Securities Industry Pending Review | Goodman & Nekvasil P.A., May Recover Investor Losses Charles Laverty was previously licensed with TCFG Wealth Management, LLC and Oppenheimer & Co. Inc. in Newport Beach, California. FINRA reports that Charles Laverty was barred from the securities industry in November 2018. ACCORDING TO FINRA: …
Scott Kozak – Pending Investigation by FINRA against Financial Advisor, Broker Scott Patrick Kozak | Recover Losses
Scott Kozak – Pending Investigation by FINRA against Financial Advisor, Broker Scott Patrick Kozak | Goodman & Nekvasil P.A., May Recover Losses Scott Kozak(Scott Patrick Kozak) CRD #1272583 Scott Kozak was previously registered with Cetera Advisors LLC in Highlands Ranch, Colorado. FINRA has made a preliminary determination to recommend that disciplinary action be brought against Scott Kozak for potential violations …
Matthew Ashley – Matthew Allen Ashley, Arbitration Claim Filed Involving Financial Advisor| Goodman & Nekvasil P.A., May Recover Investor Losses
Matthew Ashley – Matthew Allen Ashley, Arbitration Claim Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Ashley has been licensed with Merrill Lynch since 2004 in Dallas, Texas. Matthew Ashley reported to FINRA that an arbitration claim was filed alleging sale practice violations against Matthew Ashley. According to Matthew Ashley’s CRD, customer alleges misrepresentation …
Gini Nichols – Virginia Nichols, Financial Advisor Barred by FINRA
Virginia Nichols – Virginia Nichols, Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A., May Recover Losses Also known as, Virginia Lee Meneghelli, Gini Meneghelli Pegram, Gini Pegram, Virginia Lee Pegram, Virginia Meneghelli Pegram Virginia Nichols was previously registered with LPL Financial LLC in Richmond Hill, Georgia. According to Virginia Nichols’s CRD, FINRA barred Virginia Nichols from acting as a …
Randy Stancik – Martin Randal Stancik, Financial Advisor Barred from Securities Industry by SEC
Randy Stancik – Martin Randal Stancik, Financial Advisor Barred from Securities Industry by SEC | Goodman & Nekvasil P.A., May Recover Losses Randy Stancik (a/k/a Martin Stancik) was previously registered with Voya Financial Advisors, Inc. in Parma Heights, Florida. The SEC reports that Randy Stancik According to the SEC, on July 12, 2017, Martin Stancik pled guilty to one count …
Wil Rodriguez – Wilfred Rodriguez Jr., Financial Advisor Barred From Securities Industry
Wil Rodriguez – Wilfred Rodriguez Jr. , Financial Advisor Barred From Securities Industry | Goodman & Nekvasil P.A., May Recover Losses Wil Rodriguez was previously registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida. According to Wil Rodriguez’ CRD, FINRA barred Wilfred Rodriguez from acting as a financial advisor or associating with a broker-dealer firm in October 2018, …
Jason Lane – Jason Barrett Lane, Financial Advisor Discharged from Wells Fargo
Jason Lane – Jason Barrett Lane, Financial Advisor Discharged from Wells Fargo | Goodman & Nekvasil P.A., May Recover Losses Jason Lane was discharged from Wells Fargo in New York, New York on October 18, 2017. Wells Fargo reported that Jason Lane allegedly failed to adhere to the firm’s instructions regarding outside business activites. If you lost any money on …
Chris Sinkula – Christopher David Sinkula, 12 Customer Disputes Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses
Chris Sinkula – Christopher David Sinkula, 12 Customer Disputes Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Christopher Sinkula is currently registered with Janney Montgomery Scott LLC in Stuart, Florida. According to Christopher Sinkula’s CRD, there have been 12 customer complaints against Christopher Sinkula alleging unsuitability and misrepresentation among other allegations. According to Christopher Sinkula’s CRD, …

