Zach Wagner – Financial Advisor Zach Wagner Investigated by Arizona Securities Division | Goodman & Nekvasil P.A., May Recover Investor Losses
Zach Wagner Financial Advisor CRD #6694074
Zach Wagner was formerly licensed with OneAmerica Securities, Inc., Merrill Lynch and Wells Fargo Clearing Services, LLC.
According to Zach Wagner’s CRD, Zach Wagner is under investigation initiated by the Arizona Securities Division. According to Zach Wagner’s CRD, Zachary Wagner is accused of multiple violations of the Securities Act of Arizona and the Arizona Investment Management Act. Representative is accused of offering or selling securities within or from Arizona while not registered as a salesman and engaging in fraudulent activity by using a client’s funds for personal use rather than investing and providing material misrepresentations through false documents in regards to the client’s account.
According to Zach Wagner’s CRD, Zachary Wagner was discharged from OneAmerica Securities in March 2019.
If you lost any money on investments with Zach Wagner, you may be able to recover your losses. If you lost money on investments with Zachary Wagner and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Zachary Wagner’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Zachary Wagner and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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