JSG Capital Investments, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Files Complaint Against JSG Capital Investments, LLC ACCORDING TO THE SEC: The Commission brings this action to halt an ongoing fraudulent securities offering and Ponzi scheme perpetrated by defendants Jaswant S. Gill and Javier Rios through Gill’s eponymous investment …
Janus Spectrum LLC – SEC Charges with Fraud
Janus Spectrum LLC – SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Janus Spectrum LLC with Fraud ACCORDING TO THE SEC: This matter involves a securities offering fraud orchestrated by Defendants David Alcorn and Kent Maerki, through the company they founded and managed, Defendant Janus Spectrum LLC (“Janus Spectrum”). Janus …
Clark Gardner – Financial Advisor Clark Gardner Barred by SEC and FINRA
Clark Gardner – Financial Advisor Clark Gardner Barred by SEC and FINRA | Goodman & Nekvasil P.A. May Recover Losses Clark Gardner CRD #: 2930356 Clark Gardner was previously registered with Cetera Advisors LLC in Orem, Utah. According to Clark Gardner’s CRD, Clark Gardner was barred by SEC in June 2016. According to the SEC, on February 12, 2016, Clark …
Marquis Properties, LLC and Chad R. Deucher – SEC Charges with Ponzi Scheme
Marquis Properties, LLC and Chad R. Deucher – SEC Charges with Ponzi Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Marquis Properties LLC and Chad Deucher with Ponzi Scheme ACCORDING TO THE SEC: The Securities and Exchange Commission obtained an asset freeze and other ancillary relief against Marquis Properties, LLC, and its CEO/President …
Bill Kielczewski – William Joseph Kielczewski, Financial Advisor Discharged from Huntington Investment Company
Bill Kielczewski – William Joseph Kielczewski, Financial Advisor Discharged from Huntington Investment Company | Goodman & Nekvasil P.A. May Recover Losses Bill Kielczewski, William Kielczewski CRD # 4034356 Bill Kielczewski was previously registered with The Huntington Investment Company in Toledo, Ohio. According to Bill Kielczewski’s CRD, Bill Kielczewski was discharged from The Huntington Investment Company in April 2017. According to …
Arnold Schonbrun – Financial Advisor Barred by FINRA
Arnold Schonbrun – Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A. May Recover Losses Arnold Schronbrun CRD# 1027958 Arnold Schonbrun was previously registered with Cantor Fitzgerald & Co. in New York. According to Arnold Schonbrun’s CRD, FINRA barred Arnold Schonbrun alleging that Arnold Schonbrun refused to appear for FINRA’s on-the-record testimony in connection with its investigation that began …
Brian Sak – Brian Carey Sak, Financial Advisor Barred from Securities Industry
Brian Sak – Brian Carey Sak, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A. May Recover Losses Brian Sak CRD #3259830 Brian Sak was previously registered with Morgan Stanley in Deerfield, Illinois. According to Brian Sak’s CRD, FINRA barred Brian Sak from the securities industry in December 2016. FINRA reports that Brian Sak consented to the sanction …
Thomas Borruso – Financial Advisor Thomas Borruso Barred from Securities Industry
Thomas Borruso – Financial Advisor Thomas Borruso Barred from Securities Industry | Goodman & Nekvasil May Recover Losses Thomas Borruso CRD #5475175 Thomas Borruso was previously registered with LPL Financial LLC in Melville, New York. According to Thomas Borruso’s CRD, Thomas Borruso was barred by FINRA in September 2017. According to Thomas Borruso’s CRD, Thomas Borruso allegedly failed to respond …
Chris Russell – Christopher Hanley Russell, Financial Advisor Suspended from Securities Industry
Chris Russell – Christopher Hanley Russell, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A. May Recover Losses CRD#: 5012084 Chris Russell was previously registered with LPL Financial LLC and Wells Fargo Advisors in Huntsville, Alabama. According to Chris Russell’s CRD, Chris Russell was discharged from LPL Financial LLC. According to Chris Russell’s CRD, Chris Russell allegedly violated …
Alex Ford – Furman Alexander Ford, Complaint Filed Against Financial Advisor
Goodman & Nekvasil P.A., May Recover Losses | Alex Ford – Furman Alexander Ford, Complaint Filed Against Financial Advisor Alex Ford Alex Ford, Furman Alexander Ford CRD #1067199 Alex Ford was formerly licensed with NYLife Securities LLC in Raleigh. According to Alex Ford’s CRD, a customer complaint was filed alleging sales practice violations against Alex Ford. According to Alex Ford’s CRD, …