Thomas Borruso – Financial Advisor Thomas Borruso Barred from Securities Industry | Goodman & Nekvasil May Recover Losses
Thomas Borruso CRD #5475175
Thomas Borruso was previously registered with LPL Financial LLC in Melville, New York. According to Thomas Borruso’s CRD, Thomas Borruso was barred by FINRA in September 2017. According to Thomas Borruso’s CRD, Thomas Borruso allegedly failed to respond to FINRA request for information.
According to Thomas Borruso’s CRD, a customer complaint was filed against Thomas Borruso. According to Thomas Borruso’s CRD, Thomas Borruso was named in a customer complaint that asserted the following causes of action: violations of FINRA Rules, NYSE Rules and NASD Rules; violation of SEC Rules 10b-5 and 15c1-7 (A); violation of the Florida Securities Act; common law fraud, failure to supervise, breach of contract, breach of fiduciary duty, and negligent misrepresentation. According to Thomas Borruso’s CRD, the customer alleged damages of $550,000.
If you lost any money on investments with Thomas Borruso, you may be able to recover your losses from LPL Financial LLC. If you lost money on investments with Thomas Borruso and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Thomas Borruso’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Thomas Borruso and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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