Brian Sak – Brian Carey Sak, Financial Advisor Barred from Securities Industry

Brian Sak – Brian Carey Sak, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A. May Recover Losses

Brian Sak CRD #3259830

Brian Sak was previously registered with Morgan Stanley in Deerfield, Illinois. According to Brian Sak’s CRD, FINRA barred Brian Sak from the securities industry in December 2016. FINRA reports that Brian Sak consented to the sanction and to the entry of findings that Brian Sak failed to provide documents and information requested by FINRA during the course of its investigation into allegations that Brian Sak, without his member firm’s approval, solicited a client to invest in an outside business.

According to Brian Sak’s CRD, Brain Sak has had five costumer disputes filed against him alleging that Brian Sak defaulted on a series of promissory notes that were entered into for the benefit of his outside real estate business between 2011-2014. According to Brian Sak’s CRD, all five of these disputes settled with two of these customer disputes settling for $140,000 and $125,000.

If you lost any money on investments with Brian Sak, you may be able to recover your losses from Morgan Stanley. If you lost money on investments with Brian Sak and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley concerning Brian Sak’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Brian Sak and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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