Bill Kielczewski – William Joseph Kielczewski, Financial Advisor Discharged from Huntington Investment Company | Goodman & Nekvasil P.A. May Recover Losses
Bill Kielczewski, William Kielczewski CRD # 4034356
Bill Kielczewski was previously registered with The Huntington Investment Company in Toledo, Ohio. According to Bill Kielczewski’s CRD, Bill Kielczewski was discharged from The Huntington Investment Company in April 2017. According to Bill Kielczewski’s CRD, The Huntington Investment Company concluded that Bill Kielczewski misrepresented activity relating to an OBA and engaged in private securities transactions without firm approval for which there are no customer complaints.
According to Bill Kielczewski’s CRD, Bill Kielczewski also has a FINRA initiated investigation pending against him alleging that Bill Kielczewski made potential violations, specifically (a) FINRA Rule 2010 in that during William Kielczewski’s association with The Huntington Investment Company, he made multiple representations to the firm that his involvement with Mariemont Capital was solely as a passive investor; (b) Article V, Section 2 or FINRA’s By-Laws, as well as FINRA Rules 1122 and 2010 in that he willfully filed five misleading Form U4 Amendments regarding his outside business activities away from the firm; and (c) NASD Rule 3040, as well as FINRA Rules 3280 and 2010 in that he participated in over seven million dollars of private securities transactions with four firm customers without prior written approval from The Huntington Investment Company.
If you lost any money on investments with Bill Kielczewski you may be able to recover your losses from The Huntington Investment Company. If you lost money on investments with Bill Kielczewski and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against The Huntington Investment Company concerning Bill Kielczewski’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bill Kielczewski and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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