Bill Paterson – William Haug Paterson, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Bill Paterson, William Haug Paterson CRD #3132630 Bill Paterson was previously licensed with FINRA reports that Bill Paterson was barred from the securities industry in November 2017.    ACCORDING TO FINRA: Bill Paterson consented to the sanction and to the …

Peter Bakalis – Financial Advisor Peter Bakalis Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Peter Bakalis CRD #4587325 Peter Bakalis is currently licensed with D.H. Hill Securities, LLLP and was previously licensed with Sigma Financial Corporation in Michigan. According to Peter Bakalis’ CRD, Peter Bakalis was discharged from Sigma Financial Corporation in October 2018. According to …

Sanctum Publishing & Marketing and Sanctum Media Group, SEC Investigates CEO | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  From 2012 through September 2015, Respondent was the Chief Executive Officer and majority shareholder of Sanctum Publishing & Marketing, Limited, Inc. (“SPM”) and Sanctum Media Group, Inc. (“SMG”). During the time period alleged in the complaint …

Johnathan McHale – Financial Advisor Johnathan McHale Discharged from Firm | Goodman & Nekvasil P.A., May Recover Investor Losses Johnathan McHale CRD #4680192 Johnathan McHale was a formerly licensed financial advisor with PHX Financial, Inc. in New York. According to Johnathan McHale’s CRD, Johnathan McHale was discharged from National Securities Corp. in May 2014. According to Johnathan McHale’s CRD, Johnathan …

Steven Meyer – Steven John Meyer Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Meyer CRD #4798400 Steven Meyer was previously licensed with Chelsea Financial Services in New Jersey. FINRA reports that Steven Meyer was barred from the securities and investment banking industry in October 2017. ACCORDING TO FINRA: Steven Meyer consented …

Murray Sinclaire – Murray Sinclaire Jr., Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Murray Sinclaire Jr. CRD #1365335 Murray Sinclaire Jr. has been licensed with Ross, Sinclaire & Associates LLC since 1989. According to Murray Sinclaire’s CRD, Murray Sinclaire was suspended from the securities industry for 6 months and fined $35,000 in …

Tom Gresham, Thomas Gresham, Customer Disputes Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Tom Gresham, Thomas Gresham CRD# 229641 Tom Gresham has been licensed with Moloney Securities Co., Inc. since 2012. According to Tom Gresham’s CRD, 13 customer disputes alleging sales practice violations against Tom Gresham have been settled. According to Tom Gresham’s CRD, …

Steven Cooper – Steven Paul Cooper, Financial Advisor Under Investigation by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Cooper, Steven Paul Cooper CRD #4879645 Steven Cooper was formerly licensed with UBS Financial Services, Inc. and Edward Jones. According to Steven Cooper’s CRD, FINRA alleges that Steven Cooper earned commissions on trades that could have been entered …

Brad Lawing, Financial Advisor Brad Lawing Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brad Lawing, Bradley C Lawing CRD #4986486 Brad Lawing was formerly licensed with Cambridge Investment Research, Inc. According to Brad Lawing’s CRD, Brad Lawing was suspended from the securities industry for 5 months and fined $10,000 in November 2017. According to …

Andrew Hardie – Andrew Scott Hardie, Financial Advisor Suspended by State of Arkansas | Goodman & Nekvasil P.A., May Recover Investor Losses Andrew Hardie CRD #1765110 Andrew Hardie was formerly licensed with Wilbanks Securities, Inc. and Stifel, Nicolaus & Company, Inc. According to Andrew Hardie’s CRD, Andrew Hardie was suspended by the state of Arkansas for 65 days and fined …