Goodman & Nekvasil P.A., May Recover Investor Losses | Vince Santoro, Financial Advisor Barred from Securities Industry  Vince Santoro was a previously licensed financial advisor with State Farm VP Management Corp in Lake Mary, FL. FINRA reports that Vince Santoro was barred from the securities and investment banking industry in April 2018. ACCORDING TO FINRA:  Vince Santoro consented to the sanction …

Goodman & Nekvasil P.A., May Recover Investor Losses | Jeff Wilson – Jeffrey Randolph Wilson, Four Customer Complaints Alleging Sales Practice Misconduct by Financial Adviser Jeffrey Wilson Settled Jeff Wilson is currently licensed with Wells Fargo Clearing Services, LLC in Las Cruces, New Mexico. According to Jeff Wilson’s CRD, four customer complaints were filed alleging sales practice violations by Jeff …

Goodman & Nekvasil P.A., May Recover Investor Losses | Thomas Meier – Thomas Alan Meier, Financial Advisor Barred from Securities Industry Thomas Meier was licensed with Morgan Stanley from 2009 to 2016 in Miami, Florida. FINRA reports that Thomas Meier was barred from the securities and investment banking industry in March 2018.   ACCORDING TO FINRA:  Thomas Meier consented to the …

Goodman & Nekvasil P.A., May Recover Investor Losses | Dudley Franklin Stephens – Dudley Stephens, Financial Advisor Barred from Securities Industry  Dudley Stephens aka Stephen Franklin Dudley CRD #4119268 Dudley Stephens was previously licensed with Coastal Equities, Inc., Prospera Financial Services, Inc. and Wells Fargo Advisors, LLC. FINRA reports that Dudley Stephens was barred from the securities industry in December 2018. …

Goodman & Nekvasil P.A., May Recover Investor Losses | Laurence Torres (Larry Torres), Financial Advisor Barred by SEC Larry Torres was previously licensed with Larry Torres. FINRA reports that Larry Torres was barred from the securities industry in February 2018. ACCORDING TO THE SEC: The Securities and Exchange Commission (“Commission”) deems it appropriate and in the public interest that public administrative …

Goodman & Nekvasil P.A., May Recover Investor Losses | Brian Midi, Financial Advisor Resigned from Firm  Brian Midi was a formerly licensed financial advisor with LPL Financial LLC and Rockwell Global Capital LLC. LPL Financial LLC reported to FINRA that Brian Midi resigned on April 12, 2016. LPL Financial LLC reported to FINRA that Brian Midi allegedly violated Firm policy concerning …

Affimed N.V.  (AFMD) | Goodman & Nekvasil, P.A., May Recover Investor Losses According to Yahoo! Finance Affimed N.V., a clinical-stage biopharmaceutical company, focuses on discovering and developing cancer immunotherapies in the United States, Europe, and Germany. The company was formerly known as Affimed Therapeutics B.V. and changed its name to Afimed N.V. in October 2014. Affimed N.V. was founded in 2000 …

Goodman & Nekvasil P.A. May Recover Investor Losses on Future Income Payments, LLC | Chris Cavallaro – Chris Carl Cavallaro, Arbitration Claim Filed Involving Financial Advisor Chris Cavallaro was licensed with Lincoln Financial Advisors from 2003 until 2016. Chris Cavallaro is currently licensed with LPL Financial LLC. FINRA reports that an arbitration claim has been filed, alleging that Chris Cavallaro may …

Goodman & Nekvasil P.A, May Recover Investor Losses | Eric Willer – Arbitration Claim Filed Involving Financial Advisor Eric Willer Eric Willer CRD #2687217 Eric Willer was licensed with Oppenheimer & Co. Inc. from 2013 to 2018. Oppenheimer & Co. Inc. reports that an arbitration claim involving Eric Willer’s conduct with Oppenheimer & Co. Inc. has been filed. Oppenheimer & Co. …

Goodman & Nekvasil P.A., May Recover Investor Losses | Paul Gershon – Financial Advisor Paul Gershon Previously Suspended from Securities Industry  Paul Gershon CRD #221357 Paul Gershon was previously licensed with RBC Capital Markets LLC and Oppenheimer & Co. Inc. FINRA reports that Paul Gershon was suspended for 15 business days and fined $5,000 in March 2019. FINRA reports that …