Joe Treece – Joe Don Treece, Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A., May Recover Losses
Joe Treece was previously licensed with Arvest Wealth Management in Bentonville, Arkansas and Raymond James & Associates, Inc.
According to Joe Treece’s CRD, Joe Treece was barred from the securities industry in January, 2017. FINRA reports that Joe Treece failed to respond to FINRA request for information.
According to Joe Treece’s CRD, Joe Treece was discharged from Arvest Wealth Management in Bentonville, Arkansas in December, 2015. According to Joe Treece’s CRD, an AAM customer alleges he can assert rights of action for breach of fiduciary duty, fraud, embezzelment, and conversion against Joe Treece in connection with financial advisory, investment advisory, and stock and securities brokerage services provided to customer by Joe Treece at other brokerage firms prior to Joe Treece joining AAM and customer becoming an AAM client. Customer also alleges that Joe Treece execuited multiple identical buy/sell transactions in customer’s prior accounts at other brokerage firms to generate excessive brokerage commissions.
If you lost any money on investments with Joe Treece, you may be able to recover your losses from Arvest Wealth Management. If you lost money on investments with Joe Treece and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Arvest Wealth Management concerning Joe Treece’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joe Treece and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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