James Schaedler – James Robert Schaedler Jr., Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
James Schaedler was licensed with Wells Fargo from 2010 to 2017 in Anaheim, CA. FINRA reports that James Schaedler was barred from the securities and investment banking industry in June 2017.
ACCORDING TO FINRA: James Schaedler consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA during the course of an investigation into allegations that he exercised influence over a former elderly client, who ultimately amended her trust making him a partial beneficiary and the residual beneficiary of her $2.3 million dollar estate. The findings stated that the investigation was later expanded to include allegations that Schaedler also improperly received a $200,000 gift from a second elderly client.
According to James Schaedler’s CRD, an arbitration claim has been filed, alleging sales practice violations against James Schaedler, including misappropriation of funds. According to James Schaedler’s CRD, alleged damages in this pending arbitration claim are $964,872.23.
If you lost any money on investments with James Schaedler, you may be able to recover your losses. If you lost money on investments with James Schaedler and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning James Schaedler’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with James Schaedler and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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