Goodman & Nekvasil P.A., May Recover Investor Losses | Donovan St. Anthony Hunter (Donovan Hunter), Financial Advisor Barred from Securities Industry Donovan Hunter was licensed with J.P. Morgan Securities LLC from 2016 to 2018. FINRA reports that Donovan Hunter was barred from the securities industry in February 2019. FINRA reports that Donovan Hunter refused to provide information requested by FINRA. JP …
Keith Matthew Smith (Keith Smith), Financial Advisor Discharged from Signator Investors, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Keith Matthew Smith (Keith Smith), Financial Advisor Discharged from Signator Investors, Inc. From 2006 until Keith Smith’s discharge in 2017, Keith Smith was licensed with Signator Investors, Inc. According to FINRA’s records, Keith Smith was discharged from Signator Investors, Inc. on April 21st, 2017. Signator Investors, Inc. reported to FINRA that Keith …
John Francis Wilson (John Wilson), Financial Advisor Barred by the State of Massachusetts | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | John Francis Wilson (John Wilson), Financial Advisor Barred by the State of Massachusetts John Wilson was previously licensed with Charles Schwab & Co., Inc. and Scottrade, Inc. FINRA reports that John Wilson was barred from the securities industry on 2/16/2018 by the State of Massachusetts. FINRA reports that John Wilson consented to …
Thomas John Leone (Thomas Leone) Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Losses | Thomas John Leone (Thomas Leone) Financial Advisor Suspended from Securities Industry From 1996 until Thomas Leone’s discharge in 2016, Thomas Leone was licensed with MML Investors Services, LLC. According to FINRA’s records, Thomas Leone was discharged from MML Investors Services, LLC on June 13th, 2016. MML Investors Services, LLC reported to FINRA that …
Ludmyla Petrivna Solyar (Ludmyla Solyar) Financial Advisor Discharged from NYLife Securities LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Ludmyla Petrivna Solyar (Ludmyla Solyar) Financial Advisor Discharged from NYLife Securities LLC From 2013 until Ludmyla Solyar’s discharge in 2017, Ludmyla Solyar was licensed with NYLife Securities LLC. According to FINRA’s records, Ludmyla Solyar was discharged from NYLife Securities LLC on August 16th, 2017. NYLife Securities LLC reported to FINRA that Ludmyla …
Bryan Carnahan, Financial Advisor Bryan Carnahan Barred from Securities Industry
Bryan Carnahan, Financial Advisor Bryan Carnahan Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Bryan Carnahan CRD #3103811 From 1999 until Bryan Carnahan’s discharge in 2015, Bryan Carnahan was licensed with The Huntington Investment Company. According to FINRA’s records, Bryan Carnahan was discharged from The Huntington Investment Company on March 17th, 2015. The Huntington Investment Company …
Brian Murphy, Financial Advisor Brian Murphy Barred from Securities Industry
Brian Murphy, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Murphy CRD #2953503 Brian Murphy was previously licensed with Signator Investors, Inc. and MetLife Securities, Inc. FINRA reports that Brian Murphy was barred from the securities industry on 1/30/2017. FINRA reports that Brian Murphy barred from the securities industry in all capacities after …
Keith Andrew Felden (Keith Felden) Financial Advisor Discharged from Allstate Financial Services, LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Keith Andrew Felden (Keith Felden) Financial Advisor Discharged from Allstate Financial Services, LLC From 2013 until Keith Felden’s discharge in 2017, Keith Felden was licensed with Allstate Financial Services, LLC. According to FINRA’s records, Keith Felden was discharged from Allstate Financial Services, LLC on January 6th, 2017. Allstate Financial Services, LLC reported …
Wayne Brewer – Financial Advisor Wayne Brewer Suspended from Securities Industry
Wayne Brewer – Financial Advisor Wayne Brewer Suspended from Securities Industry | Goodman & Nekvasil P.A, May Recover Your Investment Losses Wayne Brewer aka Irvin Brewer CRD #2184168 Wayne Brewer was licensed with Money Concepts Capital Corp from 2013 until 2017. Wayne Brewer was previously licensed with Waddell & Reed, Inc. from 1992 until 2013. Wayne Brewer was suspended from the …
Ronald Jacob Dawson (Jake Dawson), Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Ronald Jacob Dawson (Jake Dawson), Financial Advisor Suspended from Securities Industry Jake Dawson was previously licensed with Waddell & Reed and Merrill Lynch. FINRA reports that Jake Dawson was suspended from the securities industry on November 14th, 2018 for 45 days and ordered to pay a $5,000 monetary fine. FINRA reports that …

