Todd Kimm – Todd S Kimm, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Todd Kimm CRD #2800913 Todd Kimm was formerly licensed with Commonwealth Financial Network. FINRA reports that Todd Kimm was suspended from the securities industry for six months in January 2018.  According to FINRA: Todd Kimm consented to the sanctions …

Kevin Jedlicka – Kevin John Jedlicka, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Jedlicka CRD #2339602 Kevin Jedlicka was formerly licensed with Capital Portfolio Management, Inc., Chapin Davis and BB&T Securities, LLC. FINRA reports that Kevin Jedlicka was suspended from the securities industry for six months in January 2018.   According …

Mikey Tanha – Financial Advisor Mikey Tanha Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Mikey Tanha aka Michael Tanha CRD #6022108 Mikey Tanha was formerly licensed with Merrill Lynch and Northwestern Mutual Investment Services. FINRA reports that Mikey Tanha was suspended from the securities industry for ten months and fined $15,000 in May 2019. According …

John Columbia, Two Arbitration Claims Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses John Columbia CRD #4621944 John Columbia was previously licensed with Trident Partners Ltd. and J.D. Nicholas & Associates, Inc. According to John Columbia’s CRD, two arbitration claims were filed alleging sales practice violations against John Columbia. According to John Columbia’s CRD, these …

Charles Anderson – Charles Matthew Anderson, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Charles Anderson CRD #1494859 Charles Anderson was formerly licensed with Purshe Kaplan Sterling Investments and Morgan Stanley. FINRA reports that Charles Anderson was suspended from the securities industry for four months in December 2017. According to FINRA: Charles Anderson …

Rodney Welch – Rodney Dewayne Welch, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Rodney Welch, Rodney Dewayne Welch CRD #5628247 Rodney Welch was previously licensed with State Farm VP Management Corp. in Louisiana. FINRA reports that Rodney Welch was barred from the securities and investment banking industry in 2015.  ACCORDING TO FINRA: …

Joe Snyder – Joseph Murray Snyder III, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Snyder, Joe Murray Snyder CRD #5950558 Joe Snyder was previously licensed with Allstate Financial Services, LLC in South Carolina. FINRA reports that Joe Snyder was barred from the securities and investment banking industry in 2015.  ACCORDING TO …

Barb Fife – Financial Advisor Barb Fife Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Barb Fife CRD #2341845 Barb Fife was previously licensed with LPL Financial LLC in Indiana. FINRA reports that Barb Fife was barred from the securities and investment banking industry in 2015.  ACCORDING TO FINRA: Barb Fife consented to the sanction …

Andre Mitchell, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Andre Mitchell, CRD #2145891 Andre Mitchell was previously licensed with MML Investors Services, LLC in New York. FINRA reports that Andre Mitchell was barred from the securities and investment banking industry in 2015.  ACCORDING TO FINRA: Andre Mitchell was named in a FINRA …

Tye Williams – Tye Calvin Williams, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tye Williams, CRD #1271046 Tye Williams was previously licensed with Next Financial Group, Inc. in Texas. FINRA reports that Tye Williams was barred from the securities and investment banking industry in 2016.  ACCORDING TO FINRA: Tye Williams consented to …