Jeffrey Waldera – Jeffrey John Waldera, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Waldera, Jeffrey John Waldera CRD# 3259898 Jeffrey Waldeara was a previously licensed financial advisor/broker with Robert W. Baird & Co. Incorporated in Wisconsin. FINRA reports that Jeffrey Waldera was suspended from the securities industry for five months in …

Sweet Life Homes, LLC Ordered to Cease and Desist by State of California | Goodman & Nekvasil P.A. May Recover Investor Losses Sweet Life Homes, LLC Ordered to Cease and Desist by State of California ACCORDING TO THE CALIFORNIA COMMISSONER OF BUSINESS OVERSIGHT’S FINDINGS:  At all relevant times, Sweet Life Homes, LLC (Sweet Life), was a California limited liability company …

Brian Royster – Brian Lamont Royster, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Royster, CRD# 4766877 Brian Royster was a previously licensed financial advisor/broker with HD Vest Investment Services and LPL Financial LLC in Michigan. FINRA reports that Brian Royster was barred from the securities industry in 2017.    According to FINRA: …

Stan Leavitt – Arbitration Claim Filed Against Financial Advisor Stan Leavitt | Goodman & Nekvasil P.A., May Recover Losses Stan Leavitt CRD #2571093 Stan Leavitt is currently licensed with Ameriprise Financial Services, Inc. Stan Leavitt was previously licensed with Merrill Lynch. According to Stan Leavitt’s CRD, an arbitration claim has been filed alleging sales practice violations against Stan Leavitt. According …

Jesse Krapf – Jesse D Krapf, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Jesse Krapf CRD #5467277 Jesse Krapf is now licensed with Benchmark Investments, Inc. Jesse Krapf was previously licensed with Newbridge Securities Corporation. According to Jesse Krapf’s CRD, an arbitration claim has been filed alleging sales practice violations against Jesse Krapf. …

Tom Burns – Thomas Edward Burns III, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tom Burns, Thomas Edward Burns III CRD # 36422 Tom Burns was formerly licensed with Crown Capital Securities, L.P.  in California. FINRA reports that Tom Burns was suspended from the securities industry for two months in March 2019. …

Jeffrey Olson – Jeffrey Scott Olson, Customer Disputes Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Olson CRD #2192677 Jeffrey Olson is currently licensed with Northland Securities, Inc. Jeffrey Olson was previously licensed with Stifel, Nicolaus & Company, Inc. According to Jeffrey Olson’s CRD, a complaint was filed alleging Jeffrey Olson made unsuitable investments. …

Joshua Stamm – Joshua David Stamm, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joshua Stamm, CRD# 4557338 Joshua Stamm was a previously licensed financial advisor/broker with Merrill Lynch in Virginia. FINRA reports that Joshua Stamm was suspended for six months in May 2018.     According to FINRA: Joshua Stamm consented to the …

Tom Skypeck – Thomas Edward Skypeck, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Tom Skypeck, CRD #1529804 Tom Skypeck was previously licensed with Brokers International Financial Services, LLC and The O.N. Equity Sales Company in Saco, Maine. FINRA reports that Tom Skypeck was barred from the securities and investment banking industry in …

Mike Angelopoulos, Financial Advisor Discharged from Stifel Nicolaus | Goodman & Nekvasil P.A., May Recover Investor Losses Mike Angelopoulos CRD #4070101 Mike Angelopoulos was a formerly licensed financial advisor with Stifel, Nicolaus & Company, Incorporated and Sterne, Agee & Leach, Inc. in Chicago. According to Mike Angelopoulos’ CRD, Mike Angelopoulos was discharged from Stifel Nicolaus in March 2016. According to …