Goodman & Nekvasil P.A., May Recover Investor Losses | Jose Martin Canales (Jose Canales) Financial Advisor Barred from Securities Industry From 2002 until Jose Canales’ discharge in 2014, Jose Canales was licensed with Lincoln Financial Securities Corporation. According to FINRA’s records, Jose Canales was discharged from Lincoln Financial Securities Corporation on May 2nd, 2014. Lincoln Financial Securities Corporation reported to FINRA …
John Thomas Alexander III (John Alexander) Customer Complaints Involving Financial Advisor | Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses | John Thomas Alexander III (John Alexander) Customer Complaints Involving Financial Advisor John Alexander was licensed with Park Avenue Securities LLC and NYLife Securities LLC. FINRA reports that 2 customer disputes involving John Alexander’s conduct have been reported alleging John Alexander withdrew funds from a bank account, which was established without customer’s authorization …
Caleb Knight, Financial Advisor Resigned from Edward Jones | Goodman & Nekvasil P.A., May Recover Investor Losses
Caleb Knight, Financial Advisor Resigned from Edward Jones | Goodman & Nekvasil P.A., May Recover Investor Losses From 2016 until Caleb Knight’s resignation in 2018, Caleb Knight was licensed with Edward Jones. According to FINRA’s records, Caleb Knight voluntarily resigned from Edward Jones on October 17th, 2018. Edward Jones reported to FINRA that Caleb Knight resigned at the time the …
Nick Morgan, Financial Advisor Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Nick Morgan, Financial Advisor Suspended from Securities Industry Nick Morgan has been licensed with First Heartland Capital, Inc. Kovack Securities, Inc. and Signator Investors, Inc. FINRA reports that Nick Morgan was suspended from the securities industry on 12/2/2016. FINRA reports that Nick Morgan consented to the sanctions and to the entry of …
Jack Edward Duncan (Jack Duncan), Financial Advisor Barred by Florida Office of Financial Regulation | Goodman & Nekvasil P.A., May Recover Investor Losses
Jack Edward Duncan (Jack Duncan), Financial Advisor Barred by Florida Office of Financial Regulation | Goodman & Nekvasil P.A., May Recover Investor Losses Jack Duncan was previously licensed with Metlife Securities Inc., Suntrust Investment Services, Inc. and Cuso Financial Services, L.P. FINRA reports that Jack Duncan was barred by the Florida Office of Financial Regulation on 10/26/2015 for one year …
Thomas Scott Nevitt (Thomas Nevitt), Financial Advisor Permitted to Resign from Voya Financial Advisors, Inc | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Thomas Scott Nevitt (Thomas Nevitt), Financial Advisor Permitted to Resign from Voya Financial Advisors, Inc Thomas Nevitt was licensed with Voya Financial Advisors, Inc. from 2012 until Thomas Nevitt’s resignation on December 31, 2015. Voya Financial Advisors, Inc. reported to FINRA that Thomas Nevitt was permitted to resign while under heightened supervision. …
Thomas Billman – Financial Advisor Thomas Billman Suspended from Securities Industry
Thomas Billman – Financial Advisor Thomas Billman Suspended from Securities Industry | Goodman & Nekvasil, PA May Recover Investor Losses Thomas Billman CRD #4664309 Thomas Billman was licensed with Park Avenue Securities LLC from 2009 until Thomas Billman’s resignation in 2012. Thomas Billman was then licensed with MML Investors Services, LLC from 2012 until Thomas Billman’s resignation in 2014. FINRA …
Marc Mitchell Ravenscroft (Marc Ravenscroft) Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A, May Recover Your Investment Losses
Goodman & Nekvasil P.A, May Recover Your Investment Losses | Marc Mitchell Ravenscroft (Marc Ravenscroft) Financial Advisor Barred from Securities Industry Marc Ravenscroft was licensed with LPL Financial LLC from 2006 until Marc Ravenscroft’s discharge in 2016. Marc Ravenscroft was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on September 19th, 2017. According to …
Windstream Holdings, Inc. Files for Bankruptcy | Goodman & Nekvasil, P.A. May Recover Investor Losses
Windstream Holdings, Inc. Files for Bankruptcy | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Windstream Holdings, Inc. Goodman & Nekvasil, P.A. has learned that rural telecommunications company Windstream …
Scott Lindsay Reed (Scott Reed), Nine Arbitration Claims Pending Involving Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. May Recover Investor Losses | Scott Lindsay Reed (Scott Reed), 9 Arbitration Claims Pending Involving Financial Advisor Scott Lindsay Reed (Scott Reed) has been licensed with FS Investment Solutions, LLC since 2016. Scott Reed was previously licensed with David A. Noyes & Company. According to FINRA public records, Scott Reed has nine arbitration claims filed involving Scott …

