Randy Stancik – Martin Randal Stancik, Financial Advisor Barred from Securities Industry by SEC | Goodman & Nekvasil P.A., May Recover Losses
Randy Stancik (a/k/a Martin Stancik) was previously registered with Voya Financial Advisors, Inc. in Parma Heights, Florida. The SEC reports that Randy Stancik
According to the SEC, on July 12, 2017, Martin Stancik pled guilty to one count of mail fraud [18 U.S.C. § 1341] and one count of aggravated identity theft [18 U.S.C. § 1028A(a)(1)] in a criminal action titled U.S. v. Martin R. Stancik, 17-cr-225 (N.D. Oh.) in connection with (1) his misappropriation of $544,398.76 from four broker-dealer customers between 2003 and 2015; and (2) in connection with the forgery of a check made payable to one of his clients. In November 2017, Martin Stancik was sentenced to 65 months imprisonment, three years of supervised release, and ordered to pay $544,398.76 in restitution.
According to the SEC, the criminal information against Martin Stancik alleged, among other things, that Martin Stancik: (1) made false representations to his broker-dealer customers as to the use of their funds; (2) forged broker-dealer customer endorsements to falsely divert customer funds to entities under Martin Stancik’s control; (3) created a false investment contract document for a broker-dealer customer; and (4) created false annual statements for an annuity and mailed those false statements to a broker-dealer customer’s home.
If you lost any money on investments with Randy Stancik, you may be able to recover your losses from Voya Financial Advisors, Inc. If you lost money on investments with Randy Stancik and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo concerning Randy Stancik’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Randy Stancik and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange