Michael Donnelly – Michael Edward Donnelly, Financial Advisor Pleads Guilty to Fraud | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Donnelly CRD #2276988 Michael Donnelly was previously licensed with Coastal Equities, Inc. in Delaware. According to Michael Donnelly’s CRD, Michael Donnelly was barred from the securities industry in July 2016. According to Michael Donnelly’s CRD, Michael Donnelly pleaded …
Garland Benton – Financial Advisor Garland Benton Resigned from Reef Securities, Inc.
Garland Benton – Financial Advisor Garland Benton Resigned from Reef Securities, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Garland Benton Financial Advisor CRD #4565875 Garland Benton was a formerly licensed financial advisor with Reef Securities, Inc. in Texas. According to Garland Benton’s CRD, Garland Benton resigned from Reef Securities, Inc. in April 2015. According to Garland Benton’s CRD, …
Brantly Chavis – Brantly Chavis Jr., Financial Advisor Barred from Securities Industry
Brantly Chavis – Brantly Chavis Jr., Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brantly Chavis, CRD #5577031 Brantly Chavis was previously licensed with OneAmerica Securities Inc. in California. FINRA reports that Brantly Chavis was barred from the securities and investment banking industry in 2015. ACCORDING TO FINRA: Brantly Chavis consented to the …
Derrick Trussell – Derrick Trussell, Financial Advisor Barred from Securities Industry
Goodman & Nekvasil P.A., May Recover Investor Losses | Derrick Trussell – Derrick Trussell, Financial Advisor Barred from Securities Industry Derrick Trussell, Derrick Trussell, CRD #5197550 Derrick Trussell was previously licensed with PFS Investments Inc. FINRA reports that Derrick Trussell was barred from the securities and investment banking industry in December 2018. ACCORDING TO FINRA: Derrick Trussell failed to respond to …
Providence Holdings International, Inc., Executive Pleads Guilty to Fraud
Providence Holdings International, Inc., Executive Pleads Guilty to Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Providence Holdings International, Inc. Executive Pleads Guilty to Fraud ACCORDING TO THE U.S. Attorney’s Office: According to the defendant’s guilty plea, BUZANELI, ORDOÑEZ and RIVERA were the principals of Providence Holdings International, Inc., a company based in Key Biscayne, Florida. BUZANELI and …
Daniel Fischer – Daniel Terry Fischer, Financial Advisor Barred from Securities Industry
Daniel Fischer – Daniel Terry Fischer, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Fischer CRD #2796625 Daniel Fischer was previously licensed with Four Points Capital Partners LLC. According to Daniel Fischer’s CRD, Daniel Fischer was barred from the securities industry in January 2018. ACCORDING TO THE SEC: The Securities and …
Jon Greenfield – Jonathan Jay Greenfield, Financial Advisor Barred from Securities Industry
Jon Greenfield – Jonathan Jay Greenfield, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jonathan Greenfield, Jon Greenfield, Jonny Greenfield CRD #2591266 Jon Greenfield was previously licensed with Arete Weatlh Management. FINRA reports that Jon Greenfield was barred from the securities industry in 2015. ACCORDING TO FINRA: Jon Greenfield consented to the sanction …
Jaime Rodriguez – Jaime R Rodriguez, Financial Advisor Barred from Securities Industry
Jaime Rodriguez – Jaime R Rodriguez, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jaime Rodriguez CRD #5128530 Jaime Rodriguez was previously licensed with CUSO Financial Services, L.P. and Capital One Investing, LLC. FINRA reports that Jaime Rodriguez was barred from the securities industry in October 2017. ACCORDING TO FINRA: Jaime Rodriguez consented …
Rafael Febus – Rafael Enrique Febus Jr., Financial Advisor Barred from Securities Industry
Rafael Febus – Rafael Enrique Febus Jr., Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Rafael Febus Jr., Ricky Febus CRD #6441029 Rafael Febus was previously licensed with J.P. Morgan Securities LLC. FINRA reports that Rafael Febus was barred from the securities industry in October 2017. ACCORDING TO FINRA: Rafael Febus consented …
Kajo Movsesian, Financial Advisor Barred from Securities Industry
Kajo Movsesian, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Kajo Movsesian CRD #6762326 Kajo Movsesian was previously licensed with Merrill Lynch. FINRA reports that Kajo Movsesian was barred from the securities industry in April 2019. ACCORDING TO FINRA: Kajo Movsesian consented to the sanction and to the entry of findings that …