Walter Valenzuela – Walter Roland Valenzuela, Arbitration Claims Filed Against Financial Advisor

Walter Valenzuela – Walter Roland Valenzuela, Arbitration Claims Filed Against Financial Advisor | Goodman & Nekvasil, P.A. May Recover Investor Losses

Walter Valenzuela is currently registered with Hilltop Securities Inc. in Del Mar, California. According to Walter Valenzuela’s CRD, there are seven filed customer disputes against Walter Valenzuela alleging misrepresentation, excessive trading, unsuitability, breach of fiduciary, and failing to provide full disclosure regarding the fees and risks of the investments, among other allegations.

According to Walter Valenzuela’s CRD, four of these customer disputes were settled, with one of these customer disputes against Walter Valenzuela settling for $100,000. According to Walter Valenzuela’s CRD, one of these filed customer complaints against Walter Valenzuela is pending and is seeking $9,500,000.00 in damages.

If you lost any money on investments with Walter Valenzuela, you may be able to recover your losses from Hilltop Securities Inc. If you lost money on investments with Walter Valenzuela and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Hilltop Securities Inc. concerning Walter Valenzuela’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Walter Valenzuela and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder