Gini Nichols – Virginia Nichols, Financial Advisor Barred by FINRA

Virginia Nichols – Virginia Nichols, Financial Advisor Barred by FINRA | Goodman & Nekvasil P.A., May Recover Losses

Also known as, Virginia Lee Meneghelli, Gini Meneghelli Pegram, Gini Pegram, Virginia Lee Pegram, Virginia Meneghelli Pegram

Virginia Nichols was previously registered with LPL Financial LLC in Richmond Hill, Georgia. According to Virginia Nichols’s CRD, FINRA barred Virginia Nichols from acting as a financial advisor or associating with a broker-dealer firm, alleging that Virginia Nichols failed to respond to FINRA request for information. According to Virginia Nichols’ CRD, Virginia Nichols failed to request termination of her suspension within three months of the date of the Notice of Suspension; therefore, Virginia Nichols was automatically barred from association with any FINRA member in all capacities.

If you lost any money on investments with Virginia Nichols, you may be able to recover your losses from LPL Financial LLC. If you lost money on investments with Virginia Nichols and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against LPL Financial LLC concerning Virginia Nichols’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Virginia Nichols and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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