Julian Gingold – Financial Advisor Julian Gingold Discharged from UBS Financial Services, Inc.

Julian Gingold – Financial Advisor Julian Gingold Discharged from UBS Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses

Julian Gingold CRD #222170

Julian Gingold was a formerly licensed financial advisor with UBS Financial Services, Inc. in New York. UBS Financial Services, Inc. reported to FINRA that Julian Gingold was discharged on April 23, 2018 after the Firm lost confidence in his ability to perform his job responsibilities after review concluded he: (1) responded to and failed to escalate a client complaint to management; (2) failed to seek approval for new and additional responsibilities regarding already approved charitable board positions; (3) was involved in possible mismarking of trade tickets and; (4) gave varying responses during review.

According to Julian Gingold’s CRD, a complaint was filed alleging unauthorized trading and a breach of fiduciary responsibility. According to Julian Gingold’s CRD, this complaint is pending.

If you lost money on investments with Julian Gingold and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Julian Gingold’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Julian Gingold and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Julian Gingold, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Julian Gingold

Contact Us Today!

[]
1 Step 1
keyboard_arrow_leftPrevious
Nextkeyboard_arrow_right
FormCraft - WordPress form builder