Ralph Marra – Ralph Brian Marra, Financial Advisor Suspended by FINRA | Goodman and Nekvasil May Recover Investors Losses
Ralph Marra is currently licensed with National Securities Corporation in Clearwater, Florida. Ralph Marra was previously licensed with Morgan Stanley.
According to Ralph Marra’s CRD, Ralph Marra, was suspended from association with any FINRA member in any capacity for 20 business days and fined $5,000. FINRA reports that Ralph Marra consented to the sanctions and entry of findings that he effected approximately 176 discretionary transactions in the accounts of six customers without obtaining prior written authorization from those customers, and without his member firm having accepted those accounts as discretionary in writing.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.
Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives. All our cases are handled on a purely contingency fee basis.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Ralph Marra, you may be able to recover your losses. If you would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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