Robert P. Allen (Robert Allen): Financial Advisor/Broker Robert Allen Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert P. Allen (Robert Allen) CRD #6267678 Robert Allen was a formerly licensed financial advisor with Country Capital Management Company. According to Robert Allen’s CRD, Robert Allen was suspended from the securities industry by FINRA for three months …

Adam Ross Lunceford (Adam Lunceford) – Financial Advisor/Broker Adam Lunceford Has a Customer Dispute | Goodman & Nekvasil, P.A. May Recover Investor Losses Adam Lunceford CRD # 4686499 Adam Lunceford is a currently licensed financial advisor/broker with LPL Financial LLC. According to Adam Lunceford’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Adam Lunceford. Customer …

Steven Harwell Owen (Steven Owen) – Financial Advisor/Broker Steven Owen Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Harwell Owen (Steven Owen) CRD #4302165 Steven Owen was a formerly licensed financial advisor with PFS Investments, Inc. and Ameriprise Financial Services, Inc. According to Steven Owen’s BrokerCheck report, Steven Owen was barred from the securities …

Juan Carlos Uribe (Juan Uribe) – Financial Advisor/Broker Juan Uribe Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Juan Carlos Uribe (Juan Uribe) CRD #4527409 Juan Uribe was a formerly licensed financial advisor with Wells Fargo Clearing Services LLC. Juan Uribe was a previously licensed financial advisor with JP Morgan Securities LLC. According to Juan …

Cecil Allen Ross (Cecil Ross) – Financial Advisor/Broker Cecil Ross Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Cecil Ross CRD #2391047 Cecil Ross was a formerly licensed financial advisor with LPL Financial LLC. Cecil Ross is currently licensed with International Assets Advisory, LLC. FINRA reports that Cecil Ross was fined $5,000 and suspended from …

Sharon Zhang – Financial Advisor/Broker Sharon Zhang Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Sharon Zhang aka Mengxuan Zhang CRD #6548853 Sharon Zhang was a formerly licensed financial advisor with Cetera Investment Services LLC. FINRA reports that Sharon Zhang was previously fined $5,000 and suspended from the securities industry for one month in …

Albert Foronda – Financial Advisor/Broker Albert Foronda Under Investigation by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Albert Foronda CRD #5737620 Albert Foronda is a licensed financial advisor with Spartan Capital Securities LLC. Albert Foronda was a previously licensed financial advisor with Worden Capital Management LLC. According to Albert Foronda’s BrokerCheck report, Albert Foronda is under investigation …

Anthony Wayne March (Anthony March) – Investment Adviser Anthony Wayne March Charged with Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the United States Attorney’s Office: United States Attorney Robert J. Higdon, Jr. announced that a federal grand jury has returned an Indictment charging ANTHONY WAYNE MARCH, 48, of Wake Forest, North Carolina, with one count of …

Stephen Douglas Fry (Steve Fry) – Memphis Financial Advisor Stephen Douglas Fry Pleads Guilty to Fraud Charges | Goodman & Nekvasil P.A. May Recover Investor Losses Stephen Douglas Fry (Steve Fry) CRD #2928258 According to the United States Attorney’s Office: Stephen Douglas Fry, 72, a Memphis-area financial advisor, pled guilty to a three-count information charging him with mail and wire fraud …

Omar Henry – Financial Advisor/Broker Omar Henry Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Omar Henry CRD #5751648 Omar Henry was a previously licensed financial advisor with Cetera Advisors LLC and JP Morgan Securities LLC. According to Omar Henry’s BrokerCheck report, Omar Henry was barred from the securities industry in December 2018. According to …