Palm Financial Management LLC and Shore Management Systems – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Complaint According to the SEC’s complaint, Neil Burkholz of Boca Raton, Florida, and Frank Bianco, of Pembroke Pines, Florida, through their companies Palm Financial Management LLC and Shore Management Systems LLC, solicited investors by …

David Kendrick – Financial Advisor/Broker David Kendrick Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses David Kendrick CRD #4384666 David Kendrick was a previously licensed financial advisor with NYLife Securities LLC. According to David Kendrick’s CRD, David Kendrick was suspended from the securities industry for 18 months and fined $30,000 in November 2019. According to …

Conrad Coggeshall and Business Owners Tax Relief LLC – Charges Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Complaint Conrad Coggeshall of Scottsdale, Arizona told investors that they were investing in Business Owners Tax Relief, LLC, a successful mergers and acquisitions firm based in New York that would pay investors periodic interest …

Philip Noto – Financial Advisor/Broker Philip Noto Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Philip Noto CRD #4837180 Philip Noto was a previously licensed financial advisor with First Standard Financial Company LLC. According to Philip Noto’s CRD, Philip Noto was barred from the securities industry in July 2019. According to FINRA Allegations: Philip Noto …

Bette Tydings aka Betty Tydings – We are Investigating the Possible Sale of Woodbridge Mortgage Investment Fund by Financial Advisor/Broker Bette Tydings | Goodman & Nekvasil P.A., May Recover Investor Losses Bette Tydings CRD #844203 Bette Tydings was a formerly licensed financial advisor with Primex. Goodman & Nekvasil, P.A. is investigating the possible sale of Woodbridge Mortgage Investment Fund by …

NIT Enterprises Inc.  – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to SEC Allegations The Securities and Exchange Commission today announced that it has filed an emergency action and obtained an asset freeze against the operators of a South Florida-based investment scheme that defrauded over 100 retail investors, many of whom are seniors. …

Charles “Chip” Bender – Financial Advisor/Broker Charles “Chip” Bender Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Chip Bender CRD #2579528 Chip Bender was a previously licensed financial advisor with SunTrust Investment Services, Inc. and J.P. Morgan Securities LLC.  According to Chip Bender’s CRD, Chip Bender was barred from the securities industry in August 2019. …

Daniel Bingham – Financial Advisor/Broker Daniel Bingham Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Bingham CRD #4175758 Daniel Bingham was a previously licensed financial advisor with Essex Securities LLC. According to Daniel Bingham’s CRD, Daniel Bingham was barred from the securities industry in August 2019. According to FINRA Allegations: Daniel Bingham failed to …

Patrick Devaney – Financial Advisor/Broker Patrick Devaney Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Patrick Devaney CRD #1305065 Patrick Devaney was a previously licensed financial advisor with Financial West Group. According to Patrick Devaney’s CRD, Patrick Devaney was barred from the securities industry in August 2019. According to FINRA Allegations: Patrick Devaney failed to …

Kurt Diehlman – Financial Advisor/Broker Kurt Diehlman Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Kurt Diehlman CRD #2311852 Kurt Diehlman was a previously licensed financial advisor with Investacorp, Inc. According to Kurt Diehlman’s CRD, Kurt Diehlman was barred from the securities industry in August 2019. According to FINRA Allegations: Kurt Diehlman failed to respond …