Clinton “Clint” Dunbar – Financial Advisor/Broker Clint Dunbar Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clinton “Clint” Dunbar CRD #3072039 Clint Dunbar was a previously licensed financial advisor with Union Capital Company and IFS Securities. According to Clint Dunbar’s CRD, Clint Dunbar was barred from the securities industry in August 2019. According to FINRA …

Charles Frank – Financial Advisor/Broker Charles Frank Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Charles Frank CRD #6645141 Charles Frank was a previously licensed financial advisor with NYLife Securities LLC and MWA Financial Services, Inc. According to Charles Frank’s CRD, Charles Frank was barred from the securities industry in August 2019. According to FINRA …

David Gallacher – Financial Advisor/Broker David Gallacher Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses David Gallacher CRD #4142474 David Gallacher was a previously licensed financial advisor with LPL Financial LLC. According to David Gallacher’s CRD, David Gallacher was barred from the securities industry in August 2019. According to FINRA Allegations: David Gallacher failed to …

Fernando Gonzalez – Financial Advisor/Broker Fernando Gonzalez Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Fernando Gonzalez CRD #5457054 Fernando Gonzalez was a previously licensed financial advisor with PNC Investments. According to Fernando Gonzalez’ CRD, Fernando Gonzalez was barred from the securities industry in August 2019. According to FINRA Allegations: Fernando Gonzalez failed to respond …

Myron Gruenberg – Financial Advisor/Broker Myron Gruenberg Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Myron Gruenberg CRD #1349992 Myron Gruenberg was a previously licensed financial advisor with Quest Capital Strategies, Inc. According to Myron Gruenberg’s CRD, Myron Gruenberg was barred from the securities industry in August 2019. According to FINRA Allegations: Myron Gruenberg failed …

Adrianna Harris – Financial Advisor/Broker Adrianna Harris Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Adrianna Harris CRD #6865538 Adrianna Harris was a previously licensed financial advisor with Charles Schwab. According to Adrianna Harris’ CRD, Adrianna Harris was barred from the securities industry in August 2019. According to FINRA Allegations: Adrianna Harris failed to respond …

Audrey Hose – Financial Advisor/Broker Audrey Hose Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Audrey Hose CRD #6283761 Audrey Hose was a previously licensed financial advisor with UBS Financial Services, Inc. According to Audrey Hose’s CRD, Audrey Hose was barred from the securities industry in August 2019. According to FINRA Allegations: Audrey Hose failed …

Raymond Montchal – Financial Advisor/Broker Raymond Montchal Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Raymond Montchal CRD #864457 Raymond Montchal was a previously licensed financial advisor with Morgan Stanley and Citigroup Global Markets Inc. According to Raymond Montchal’s CRD, Raymond Montchal was barred from the securities industry in August 2019. According to FINRA Allegations: …

Robert Neuendorf – Financial Advisor/Broker Robert Neuendorf Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Neuendorf CRD #5769532 Robert Neuendorf was a previously licensed financial advisor with David Lerner Associates, Inc., Merrill Lynch, AXA Advisors LLC and Wilmington Capital Securities, LLC. According to Robert Neuendorf’s CRD, Robert Neuendorf was barred from the securities industry …

Charles “Chip” Wernig – Financial Advisor/Broker Charles “Chip” Wernig Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Charles Wernig aka Chip Wernig CRD #4305235 Chip Wernig was a previously licensed financial advisor with Voya Financial Advisors, Inc. and Kestra Investment Services, LLC. According to Chip Wernig’s CRD, Chip Wernig was barred from the securities industry …