Randolph George (Randy George) – Financial Advisor/Broker Randy George Sanctioned by State of Colorado | Goodman & Nekvasil P.A., May Recover Investor Losses
Randy George is a formerly licensed financial advisor with Ameriprise Financial Services, Inc. and Waddell & Reed. According to Randy George’s BrokerCheck Report, Randy George was sanctioned by the State of Colorado in August 2019.
According to the Consent Order:
On or around June 11, 2018, Colorado Division of Securities received a public complaint that alleged Randy George had referred the complainant to a third-party lender for a purported loan of $1.7 million. The loan was to purchase a clubhouse at the Plum Creek Golf Club in Castle Rock, Colorado. As part of this transaction, the complainant wire transferred $170,000 as instructed by Randy George, to an escrow account managed by a Colorado Springs attorney. Since deposit of the complainant’s $170,000 into the escrow account, the complainant has neither received his loan, nor a return of his $170,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Randy George and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Randy George’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Randy George and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/30/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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