Steven Harwell Owen (Steven Owen) – Financial Advisor/Broker Steven Owen Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Steven Harwell Owen (Steven Owen) CRD #4302165
Steven Owen was a formerly licensed financial advisor with PFS Investments, Inc. and Ameriprise Financial Services, Inc. According to Steven Owen’s BrokerCheck report, Steven Owen was barred from the securities industry in February 2019.
According to FINRA Allegations: Respondent Steven Owen failed to respond to FINRA request for information.
According to Steven Owen’s BrokerCheck Report: Steven Owen was discharged from PFS Investments in August 2018. PFS Investments reported that PFS Investments received an allegation that Steven Owen engaged in an unapproved outside business activity and/or an undisclosed private securities transaction in which a client’s funds intended for PFS Investments were deposited elsewhere without the client’s knowledge or consent.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Steven Owen and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Steven Owen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Steven Owen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/26/2019 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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