Mark Elenowitz – Financial Advisor/Broker Mark Elenowitz Under Investigation by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Mark Elenowitz CRD #2057802 Mark Elenowitz is a currently licensed financial advisor with Tripoint Global Equities/Banq(R). According to Mark Elenowitz’ BrokerCheck Report, Mark Elenowitz is under investigation by FINRA. According to FINRA Brokercheck: FINRA staff made a preliminary determination to …

James Paquette – Financial Advisor/Broker James Paquette Named in FINRA Complaint | Goodman & Nekvasil P.A., May Recover Investor Losses James Paquette CRD #2164109 James Paquette was a formerly licensed broker/financial advisor with Vestech Securities, Inc., IBN Financial Services, Inc. and Investacorp, Inc. According to James Paquette’s BrokerCheck Report, James Paquette was named a respondent in a February 2019 FINRA …

Joe Medrano – Financial Advisor/Broker Joe Medrano Ordered to Cease and Desist by State of Colorado | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Medrano CRD #1393377 Joe Medrano was a previously licensed financial advisor with LPL Financial LLC. According to Joe Medrano’s BrokerCheck Report, Joe Medrano was ordered to cease and desist by the State of Colorado …

Jerry Lou Guttman (Jerry Guttman) Fired by United Planners Financial Services of America A Limited Partner and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses From 2001 until Jerry Guttman’s firing in 2017, Jerry Guttman worked for United Planners Financial Services of America. According to FINRA’s records, Jerry Guttman was fired by United Planners Financial …

Investor Alert! Daryl Serizawa – Financial Advisor/Broker Daryl Serizawa Sold the High-Risk Investment, GPB Capital | Goodman & Nekvasil, P.A. Has Filed an Arbitration Claim Against Woodbury Financial Services, Inc. Daryl Serizawa CRD #2293939 Daryl Serizawa is a licensed financial advisor with Woodbury Financial Services, Inc. Daryl Serizawa was previously licensed with Independent Financial Group, LLC. Goodman & Nekvasil, P.A. …

Roger Duval – Financial Advisor/Broker Roger Allegedly Misappropriated Funds | Goodman & Nekvasil P.A., May Recover Investor Losses Roger Duval CRD #2503718 Roger Duval was a previously licensed financial advisor with MSI Financial Services, Inc. According to Roger Duval’s CRD, Roger Duval allegedly misappropriated funds. According to Allegations on Roger Duval’s CRD: On May 24, 2019, the Washington Securities Division …

Gerald Coyne (JT Coyne) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Gerald Coyne (JT Coyne) | Goodman & Nekvasil P.A., May Recover Investor Losses Gerald Coyne (JT Coyne) CRD #4589061 JT Coyne is a formerly licensed financial advisor/broker with CUSO Financial Services, L.P. According to JT Coyne’s CRD, a customer dispute has been filed alleging sales practice …

John Borsellino – Financial Advisor/Broker John Borsellino Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses John Borsellino CRD #2006663 John Borsellino was a previously licensed financial advisor with Morgan Stanley. According to John Borsellino’s CRD, John Borsellino was suspended from the securities industry for three months and fined $5,000 in December 2019 According to FINRA …

EP Energy Corporation (EPEG) files for Chapter 11 Bankruptcy – Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A. May Recover Investor Losses – EP Energy Corporation (EPEG) files for Chapter 11 Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and …

Matthew Leon White (Matthew White) – Financial Advisor/Broker Matthew White Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Leon White (Matthew White) CRD #5365185 Matthew White was a previously licensed financial advisor with MML Investors LLC and Northwestern Mutual Investment Services LLC. According to Matthew White’s CRD, Matthew White was barred from the securities …