Craig Accardo – Customer Dispute Filed Involving Financial Advisor/Broker Craig Accardo | Goodman & Nekvasil, P.A. May Recover Investor Losses Craig Accardo CRD #3000762 Craig Accardo is a currently licensed financial advisor with FSC Securities Corporation. According to Craig Accardo’s CRD, a customer dispute has been filed alleging sales practice violations against Craig Accardo. Customer Dispute 7/24/19: Alleges unsuitable recommendations. …

Frank Briseno – Customer Dispute Filed Involving Financial Advisor/Broker Frank Briseno | Goodman & Nekvasil, P.A. May Recover Investor Losses Frank Briseno CRD #1177246 Frank Briseno is a currently licensed financial advisor with FSC Securities Corporation. According to Frank Briseno’s CRD, a customer dispute has been filed alleging sales practice violations against Frank Briseno. Customer Dispute 7/24/19: Alleges unsuitable recommendations. …

Jeremy Monte – Financial Advisor/Broker Jeremy Monte Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeremy Monte CRD #4601512 Jeremy Monte was a previously licensed financial advisor with American Portfolios Financial Services, Inc. According to Jeremy Monte’s CRD, Jeremy Monte was suspended from the securities industry for seven months and fined $10,000 in September …

Frank Monte – Customer Disputes Filed Involving Financial Advisor/Broker Frank Monte | Goodman & Nekvasil, P.A. May Recover Investor Losses Frank Monte CRD #1021749 Frank Monte was a formerly licensed financial advisor with American Portfolios Financial Services, Inc. According to Frank Monte’s CRD, customer disputes has been filed alleging sales practice violations against Frank Monte. Customer Dispute 9/24/18: Clients allege …

Justine Zhou – Financial Advisor/Broker Justine Zhou Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Justine Zhou, AKA Jun Zhou CRD #2825595 Justine Zhou was a previously licensed financial advisor with The Leaders Group, Inc. According to Justine Zhou’s CRD, Justine Zhou was barred from the securities industry in November 2019. According to FINRA Allegations:   …

Clint Keener – Financial Advisor/Broker Clint Keener Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clint Keener CRD #2250146 Clint Keener was a previously licensed financial advisor with Capital City Securities LLC. According to Clint Keener’s CRD, Clint Keener was barred from the securities industry in November 2019. According to FINRA Allegations:   Clint Keener consented …

KRM Services, LLC – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Allegations KRM is a Florida limited liability company incorporated by Roberto J. Clark, Jr. During the time period at issue, KRM had a principal place of business in Arlington, Virginia and Chevy Chase, Maryland. Roberto Clark was KRM’s founder, …

Bolton Securities Corporation – Complaint Filed by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Allegations: Bolton Securities is an SEC-registered investment adviser that manages approximately $2 billion in assets for thousands of advisory clients. As an investment adviser, Bolton Securities owes its advisory clients a fiduciary duty to act in its clients’ best …

Brian Lockett – Financial Advisor/Broker Brian Lockett Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Lockett CRD #4573162 Brian Lockett was a previously licensed financial advisor with Independent Financial Group, LLC. According to Brian Lockett CRD, Brian Lockett was suspended from the securities industry in November 2019.   According to FINRA Allegations:   Brian Lockett …

Lance Armstrong – Financial Advisor/Broker Lance Armstrong Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Lance Roman Armstrong CRD #4592423 Lance Armstrong was a formerly licensed broker/financial advisor with Raymond James Financial Services, Inc. According to Lance Armstrong’s CRD, Lance Armstrong was barred from the securities industry in November 2019. According to FINRA Allegations: Armstrong …