Christopher Simonds – Financial Advisor/Broker Christopher Simonds Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Christopher Simonds CRD #6636374 Christopher Simonds was a previously licensed financial advisor with Edward Jones. According to Christopher Simonds’s BrokerCheck report, Christopher Simonds was barred from the securities industry in November 2018.  According to FINRA Allegations: Christopher Simonds failed to …

James Henry Duffy – Customer Dispute Filed Involving Financial Advisor/Broker James Henry Duffy | Goodman & Nekvasil P.A., May Recover Investor Losses James Henry Duffy CRD #1652887 James Duffy has been licensed with Morgan Stanley since 2009. According to James Duffy’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against James Duffy. Customer Dispute 12/27/16: Claimant …

Richard Minichino – Financial Advisor/Broker Richard Minichino Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Richard Minichino CRD #5760862 Richard Minichino was a previously licensed financial advisor with Next Financial Group, Inc. and Wunderlich Securities, Inc. According to Richard Minichino’s BrokerCheck report, Richard Minichino was barred from the securities industry in December 2018.  According to …

Isaac Onu – Financial Advisor/Broker Isaac Onu Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Isaac Onu aka Ajah Onu CRD #5952312 Isaac Onu was a previously licensed financial advisor with Pruco Securities, LLC. According to Isaac Onu’s BrokerCheck report, Isaac Onu was barred from the securities industry in December 2018.  According to FINRA Allegations: …

Denise Peskar – Financial Advisor/Broker Denise Peskar Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Denise Peskar aka Denise Marie Peskar CRD #6100786 Denise Peskar was a previously licensed financial advisor with Pruco Securities, LLC. According to Denise Peskar’s BrokerCheck report, Denise Peskar was barred from the securities industry in December 2018.  According to FINRA …

Peter Vaillancourt – Financial Advisor/Broker Peter Vaillancourt Jr. Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Peter Vaillancourt Jr. aka Peter Clarence Vaillancourt CRD #6033087 Peter Vaillancourt was a previously licensed financial advisor with Fidelity Brokerage Services LLC. According to Peter Vaillancourt’s BrokerCheck report, Peter Vaillancourt was barred from the securities industry in December 2018. …

Justin Alan Simon – Financial Advisor/Broker Justin Alan Simon Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Justin Alan Simon CRD #6138143 Justin Simon was a formerly licensed broker/financial advisor with NYLife Securities LLC and Country Capital Management Company.  According to Justin Simon’s BrokerCheck report, Justin Simon was barred from the securities industry in December …

Jeffrey Paul Davis – Financial Advisor/Broker Jeffrey Paul Davis Previously Suspended from Securities Industry Jeffrey Paul Davis CRD #2501354 Jeffrey Davis is a currently licensed financial advisor with Kovack Securities, Inc. According to Jeffrey Davis’ CRD, Jeffrey Davis was suspended from the securities industry for one month in May 2017.   According to Allegations on Jeffrey Davis’ BrokerCheck Report: Jeffrey Davis …

Financial Advisor Timothy Atyeo | Customer Dispute Filed Involving Financial Advisor Timothy Atyeo Timothy Atyeo CRD #1544728 Timothy Atyeo is a currently licensed financial advisor/broker with Oppenheimer & Co. Inc. According to Timothy Atyeo’s CRD, a customer dispute has been filed alleging sales practice violations against Timothy Atyeo. Customer Dispute 7/1/19: Allegations include negligence, breach of fiduciary duty, misrepresentation and …

Anthony Joslin – A Customer Dispute Has Been Filed Involving Financial Advisor/Broker Anthony Joslin Anthony Joslin CRD #2281191 Anthony Joslin is a currently licensed financial advisor with Garden State Securities, Inc. According to Anthony Joslin’s CRD, a customer dispute has been filed alleging sales practice violations against Anthony Joslin. Customer Dispute 6/25/19: Allegations include negligence, breach of contract, breach of …