Hal Mandell – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Hal Mandell | Goodman & Nekvasil P.A., May Recover Investor Losses Hal Mandell CRD #862235 Hal Mandell is a formerly licensed financial advisor/broker with M.E. Allison & Co., Inc. Hal Mandell was previously licensed with NEXT Financial Group, Inc. and Sigma Financial Corporation. According to Hal Mandell’s …

Michael Collins – Financial Advisor/Broker Michael Collins Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Collins CRD #2915653 Michael Collins was a previously licensed financial advisor with Kingsbury Capital, Inc. According to Michael Collins’ CRD, Michael Collins was suspended from the securities industry for five months and fined $10,000 in November 2019. According to …

Joseph Viet Duy Phan – Financial Advisor/Broker Joseph Viet Duy Phan Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Viet Duy Phan CRD #2555300 Joseph Viet Duy Phan was a previously licensed financial advisor with Pruco Securities, LLC. According to Joseph Viet Duy Phan’s CRD, Joseph Viet Duy Phan was barred from the securities …

Gerald Eaton – Financial Advisor/Broker Gerald Eaton Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Gerald Eaton CRD #2279093 Gerald Eaton was a previously licensed financial advisor with Commonwealth Financial Network. According to Gerald Eaton’s CRD, Gerald Eaton was barred from the securities industry in November 2019. According to FINRA Allegations:   Gerald Eaton consented to …

Alex Lycouris – Financial Advisor/Broker Alex Lycouris Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Alexander Lycouris CRD #6422905 Alexander Lycouris was a previously licensed financial advisor with MML Investors Services, LLC. According to Alexander Lycouris’ CRD, Alexander Lycouris was suspended from the securities industry for seven months.   According to FINRA Allegations:   Alexander Lycouris …

Linda Jay – Financial Advisor/Broker Linda Jay Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Linda Jay CRD #4633853 Linda Jay was a formerly licensed broker/financial advisor with Pruco Securities, LLC. According to Linda Jay’s CRD, Linda Jay was barred from the securities industry in November 2019. According to FINRA Allegations: Linda Jay consented to …

Clark Nobil – Financial Advisor/Broker Clark Nobil Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clark Nobil CRD #348552 Clark Nobil was a formerly licensed broker/financial advisor with Clark Nobil & Co. According to Clark Nobil’s CRD, Clark Nobil was barred from the securities industry in November 2019. According to FINRA Allegations: In 2019, FINRA …

Todd Pine – Customer Dispute Filed Involving Financial Advisor/Broker Todd Pine | Goodman & Nekvasil, P.A. May Recover Investor Losses Todd Pine CRD #859619 Todd Pine is a currently licensed financial advisor with Morgan Stanley. According to Todd Pine’s CRD, a customer dispute has been filed alleging sales practice violations against Todd Pine. Customer Dispute 10/30/19: Alleges inter alia, excessive …

Kevin Murphy – FINRA Complaint Filed Involving Financial Advisor/Broker Kevin Murphy | Goodman & Nekvasil P.A., May Recover Investor Losses Kevin Murphy CRD #1645347 Kevin Murphy was a previously licensed financial advisor with Velox Securities, Inc. and Electronic Transaction Clearing, Inc. According to FINRA Allegations:   Kevin Murphy was named a respondent in a FINRA complaint alleging that Kevin Murphy participated …

James Kearney – Financial Advisor/Broker James Kearney Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses James Kearney CRD #265734 James Kearney was a previously licensed financial advisor with Raymond James & Associates, Inc. According to James Kearney’s CRD, James Kearney was suspended from the securities industry for 15 days and fined $2,500 in November 2019. …